We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
576
McKesson
MCK
$104B
$204K 0.03%
1,827
-790
-30% -$98.5K
RSPT icon
577
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$203K 0.03%
14,360
– –
PUMP icon
578
ProPetro Holding
PUMP
$1.25B
$200K 0.03%
+16,114
New +$265K
HPI
579
John Hancock Preferred Income Fund
HPI
$428M
$199K 0.03%
+10,550
New +$216K
MHN
580
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$198K 0.03%
16,470
-62
-0.4% -$734
PFXF icon
581
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$197K 0.03%
11,075
-425
-4% -$7.84K
ELDN icon
582
Eledon Pharmaceuticals
ELDN
$255M
$193K 0.03%
6,679
+4,179
+167% +$267K
OCCI
583
OFS Credit Co
OCCI
$70.5M
$184K 0.03%
+13,291
New +$209K
MYJ
584
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$182K 0.03%
13,994
-75
-0.5% -$969
KIM icon
585
Kimco Realty
KIM
$17.5B
$178K 0.03%
+12,133
New +$190K
FAM
586
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$177K 0.03%
18,815
+2,000
+12% +$18.5K
LOAN
587
Manhattan Bridge Capital
LOAN
$48M
$175K 0.02%
30,998
+5,149
+20% +$30.9K
HBAN icon
588
Huntington Bancshares
HBAN
$34B
$170K 0.02%
14,134
-200
-1% -$2.77K
OMER icon
589
Omeros
OMER
$845M
$170K 0.02%
15,180
+2,500
+20% +$35K
GLAD icon
590
Gladstone Capital
GLAD
$427M
$168K 0.02%
11,439
-734
-6% -$12.9K
XXII
591
22nd Century Group
XXII
$1.28M
– –
0
– –
ABR icon
592
Arbor Realty Trust
ABR
$977M
$166K 0.02%
16,443
+242
+1% +$2.81K
HFRO
593
Highland Opportunities and Income Fund
HFRO
$407M
$165K 0.02%
12,879
-7,993
-38% -$118K
FLG
594
Flagstar Bank National Association
FLG
$5.87B
$161K 0.02%
5,697
+759
+15% +$22.2K
GGN
595
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$157K 0.02%
42,168
-4,932
-10% -$20.4K
PBCT
596
DELISTED
People's United Financial Inc
PBCT
$157K 0.02%
10,789
-167
-2% -$2.64K
PSEC icon
597
Prospect Capital
PSEC
$1.08B
$156K 0.02%
24,658
-1,980
-7% -$13.4K
ACB
598
Aurora Cannabis
ACB
$169M
$153K 0.02%
+256
New +$189K
ETV
599
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$153K 0.02%
+11,330
New +$167K
PFL
600
PIMCO Income Strategy Fund
PFL
$382M
$152K 0.02%
13,923
+124
+0.9% +$1.37K
22 23
24
25 26

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.