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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
576
First Solar
FSLR
$21.6B
– –
-4,712
Closed -$222K
FXI icon
577
iShares China Large-Cap ETF
FXI
$4.35B
– –
-4,402
Closed -$207K
GNW icon
578
Genworth Financial
GNW
$3.85B
– –
-13,000
Closed -$99K
GOOG icon
579
Alphabet (Google) Class C
GOOG
$4.12T
– –
-73,340
Closed -$1.95M
GUT
580
Gabelli Utility Trust
GUT
$567M
– –
-10,526
Closed -$62K
HBI
581
DELISTED
Hanesbrands
HBI
– –
-11,929
Closed -$398K
HPQ icon
582
HP
HPQ
$26.1B
– –
-17,004
Closed -$233K
IHE icon
583
iShares US Pharmaceuticals ETF
IHE
$1.49B
– –
-3,717
Closed -$221K
IONS icon
584
Ionis Pharmaceuticals
IONS
$8.95B
– –
-3,727
Closed -$216K
IP icon
585
International Paper
IP
$22.6B
– –
-4,577
Closed -$209K
ISCB icon
586
iShares Morningstar Small-Cap ETF
ISCB
$283M
– –
-7,564
Closed -$271K
IUSV icon
587
iShares Core S&P US Value ETF
IUSV
$27.4B
– –
-4,551
Closed -$205K
IVR icon
588
Invesco Mortgage Capital
IVR
$761M
– –
-1,137
Closed -$168K
JNK icon
589
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
– –
-1,866
Closed -$216K
LYB icon
590
LyondellBasell Industries
LYB
$19.5B
– –
-3,330
Closed -$347K
MAS icon
591
Masco
MAS
$14.6B
– –
-13,143
Closed -$309K
MOS icon
592
The Mosaic Company
MOS
$7.19B
– –
-4,979
Closed -$234K
NTES icon
593
NetEase
NTES
$83.3B
– –
-9,335
Closed -$272K
NUGT icon
594
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
– –
-613
Closed -$199K
OCSL icon
595
Oaktree Specialty Lending
OCSL
$1.05B
– –
-5,669
Closed -$112K
OMER icon
596
Omeros
OMER
$844M
– –
-19,860
Closed -$358K
OSPN icon
597
OneSpan
OSPN
$590M
– –
-9,493
Closed -$288K
PHO icon
598
Invesco Water Resources ETF
PHO
$2.04B
– –
-9,138
Closed -$228K
QVAL icon
599
Alpha Architect US Quantitative Value ETF
QVAL
$591M
– –
-10,624
Closed -$282K
REW icon
600
Proshares UltraShort Technology
REW
$3.62M
– –
-62
Closed -$419K
22 23
24
25 26

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.