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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHR
576
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$115K 0.03%
13,537
+4,312
+47% +$34.7K
CSQ icon
577
Calamos Strategic Total Return Fund
CSQ
$3.15B
$114K 0.03%
10,262
-309
-3% -$3.39K
VYM icon
578
Vanguard High Dividend Yield ETF
VYM
$81.1B
$114K 0.03%
+1,809
New +$111K
BCS.PRD.CL
579
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$114K 0.03%
4,400
– –
EFAV icon
580
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$113K 0.03%
+1,800
New +$110K
PARA
581
DELISTED
Paramount Global Class B
PARA
$113K 0.03%
1,833
-120
-6% -$7.57K
HST icon
582
Host Hotels & Resorts
HST
$17.5B
$112K 0.03%
+5,511
New +$107K
SYNA icon
583
Synaptics
SYNA
$4.14B
$112K 0.03%
1,867
-8,630
-82% -$512K
SYY icon
584
Sysco
SYY
$40.8B
$112K 0.03%
3,100
+252
+9% +$9.05K
CRM icon
585
Salesforce
CRM
$155B
$111K 0.03%
+1,946
New +$116K
PSQ icon
586
ProShares Short QQQ
PSQ
$848M
$111K 0.03%
+306
New +$111K
SD
587
DELISTED
SANDRIDGE ENERGY, INC.
SD
$111K 0.03%
18,000
-1,000
-5% -$6.24K
GOF icon
588
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$110K 0.03%
5,188
+733
+16% +$15.6K
IVR icon
589
Invesco Mortgage Capital
IVR
$761M
$109K 0.03%
663
-533
-45% -$86.2K
VLO icon
590
Valero Energy
VLO
$90.1B
$109K 0.03%
2,050
-1,638
-44% -$83.9K
XRX icon
591
Xerox
XRX
$354M
$109K 0.03%
3,668
+1,027
+39% +$30.1K
DNR
592
DELISTED
Denbury Resources, Inc.
DNR
$109K 0.03%
+6,667
New +$108K
XLKS
593
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$109K 0.03%
+2,407
New +$109K
GM icon
594
General Motors
GM
$81.7B
$108K 0.03%
3,140
+224
+8% +$8.23K
KERX
595
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$108K 0.03%
6,350
+2,032
+47% +$30.7K
HRZN icon
596
Horizon Technology Finance
HRZN
$294M
$107K 0.03%
8,577
+8
+0.1% +$112
LM
597
DELISTED
Legg Mason, Inc.
LM
$107K 0.03%
2,175
– –
IMO icon
598
Imperial Oil
IMO
$62B
$105K 0.03%
2,250
– –
AEL
599
DELISTED
American Equity Investment Life Holding Company
AEL
$105K 0.03%
4,439
-1,640
-27% -$37.8K
RGP
600
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$105K 0.03%
+3,872
New +$104K
22 23
24
25 26

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.