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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUI icon
576
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
$86K 0.03%
4,150
+200
+5% +$4K
STLD icon
577
Steel Dynamics
STLD
$36.5B
$86K 0.03%
4,400
– –
WMC
578
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$86K 0.03%
580
-95
-14% -$15.3K
ORI icon
579
Old Republic International
ORI
$10.8B
$85K 0.03%
4,925
– –
XRX icon
580
Xerox
XRX
$358M
$85K 0.03%
+2,641
New +$76K
BRCM
581
DELISTED
BROADCOM CORP CL-A
BRCM
$85K 0.03%
2,851
-830
-23% -$22.6K
SIRI icon
582
SiriusXM
SIRI
$10.9B
$84K 0.03%
2,410
-1,190
-33% -$44.5K
LOCM
583
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$84K 0.03%
53,000
– –
IDLV icon
584
Invesco S&P International Developed Low Volatility ETF
IDLV
$346M
$83K 0.03%
2,631
-427
-14% -$13.3K
TWER
585
DELISTED
Towerstream Corporation Common Stock
TWER
$83K 0.03%
1,410
+600
+74% +$30.2K
BBDC icon
586
Barings BDC
BBDC
$876M
$82K 0.03%
2,957
+307
+12% +$8.9K
HDGE icon
587
AdvisorShares Ranger Equity Bear ETF
HDGE
$58M
$82K 0.03%
640
– –
KTOS icon
588
Kratos Defense & Security Solutions
KTOS
$8.49B
$82K 0.03%
10,738
+3,746
+54% +$28.2K
CPN
589
DELISTED
Calpine Corporation
CPN
$82K 0.03%
+4,200
New +$81.7K
CCEC
590
Capital Clean Energy Carriers
CCEC
$1.31B
$81K 0.03%
1,105
+98
+10% +$6.28K
UQM
591
DELISTED
UQM Technologies, Inc.
UQM
$81K 0.03%
+38,000
New +$70.3K
IFLN
592
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$80K 0.03%
4,145
-1,500
-27% -$28.7K
SCCO icon
593
Southern Copper
SCCO
$139B
$79K 0.03%
2,966
-689
-19% -$17.3K
BZH icon
594
Beazer Homes USA
BZH
$893M
$78K 0.02%
+3,203
New +$63.4K
EWJ icon
595
iShares MSCI Japan ETF
EWJ
$21.4B
$78K 0.02%
1,600
-1,737
-52% -$82.8K
WHLR
596
Wheeler Real Estate Investment Trust
WHLR
$1.11M
– –
0
– –
HCBK
597
DELISTED
HUDSON CITY BANCORP INC
HCBK
$78K 0.02%
8,250
-1,758
-18% -$16.1K
AMTG
598
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$78K 0.02%
+5,262
New +$78.7K
CLIR icon
599
ClearSign Technologies
CLIR
$24.3M
$77K 0.02%
675
+120
+22% +$9.18K
JPI
600
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$77K 0.02%
3,500
-400
-10% -$8.9K
22 23
24
25 26

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BCIM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.