BRWA
UQM

B. Riley Wealth Advisors’s UQM Technologies, Inc. UQM Stock Holding History

B. Riley Wealth Advisors’s Portfolio UQM Stock Details UQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-38,000
Closed -$81K – 808
2013
Q4 		$81K Buy
+38,000
New +$70.3K 0.03% 593
2013
Q3 		– Sell
-22,000
Closed -$26K – 765
2013
Q2 		$26K Buy
+22,000
New +$19K 0.01% 686

Other funds holding UQM

BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
SCM
Seamans Capital Management Boston, Massachusetts $30.2M AUM 15.76% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

B. Riley Wealth Advisors's UQM Position: Q1 2014 in Review

B. Riley Wealth Advisors sold out of UQM Technologies, Inc. (UQM) in Q1 2014, closing a stake of 38,000 shares — an estimated $81K sold.

B. Riley Wealth Advisors first reported a position in UQM in Q2 2013 and held it in 2 quarters. The position peaked at $81K in Q4 2013. 42 funds tracked by Wall St. Rank hold UQM as of Q1 2014.

  • B. Riley Wealth Advisors reported no remaining UQM Technologies, Inc. position as of Q1 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 38,000 UQM Technologies, Inc. shares in Q1 2014, an estimated $81K.
  • B. Riley Wealth Advisors first reported a position in UQM Technologies, Inc. in Q2 2013 and held it in 2 quarters.
  • B. Riley Wealth Advisors's UQM Technologies, Inc. position peaked at $81K in Q4 2013.
  • 42 funds tracked by Wall St. Rank held UQM Technologies, Inc. as of Q1 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.