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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VANI icon
551
Vivani Medical
VANI
$111M
$11K ﹤0.01%
4,575
-5,434
-54% -$625K
ESNC
552
DELISTED
EnSync Inc
ESNC
$10K ﹤0.01%
34,500
+5,000
+17% +$1.62K
RELV
553
DELISTED
Reliv International Inc
RELV
$8K ﹤0.01%
1,509
– –
AGIG
554
Abundia Global Impact Group
AGIG
$50.8M
$3K ﹤0.01%
122
– –
OCLSW
555
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
$3K ﹤0.01%
+12,000
New +$3.46K
OPGN
556
DELISTED
OpGen, Inc
OPGN
– –
-1
Closed -$162K
KMI.WS
557
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
15,866
-18
-0.1% -$1
AOS icon
558
A.O. Smith
AOS
$7.71B
– –
-5,718
Closed -$220K
BABA icon
559
Alibaba
BABA
$267B
– –
-16,573
Closed -$1.35M
CFR icon
560
Cullen/Frost Bankers
CFR
$9.88B
– –
-5,056
Closed -$304K
CLIR icon
561
ClearSign Technologies
CLIR
$26.2M
– –
-1,030
Closed -$50K
DOC icon
562
Healthpeak Properties
DOC
$13.9B
– –
-20,507
Closed -$716K
DY icon
563
Dycom Industries
DY
$8.66B
– –
-5,043
Closed -$354K
EBS icon
564
Emergent Biosolutions
EBS
$347M
– –
-7,102
Closed -$285K
ELV icon
565
Elevance Health
ELV
$90B
– –
-2,367
Closed -$331K
EMN icon
566
Eastman Chemical
EMN
$7.47B
– –
-3,174
Closed -$215K
EXG icon
567
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
– –
-14,242
Closed -$127K
FAB icon
568
First Trust Multi Cap Value AlphaDEX Fund
FAB
$168M
– –
-6,725
Closed -$274K
FNCL icon
569
Fidelity MSCI Financials Index ETF
FNCL
$2.34B
– –
-12,582
Closed -$357K
FNX icon
570
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
– –
-18,568
Closed -$894K
FREL icon
571
Fidelity MSCI Real Estate Index ETF
FREL
$1.41B
– –
-33,860
Closed -$767K
FVD icon
572
First Trust Value Line Dividend Fund
FVD
$7.89B
– –
-45,585
Closed -$1.09M
FXD icon
573
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$250M
– –
-11,245
Closed -$385K
FXG icon
574
First Trust Consumer Staples AlphaDEX Fund
FXG
$221M
– –
-17,486
Closed -$778K
FXR icon
575
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$705M
– –
-11,325
Closed -$296K
21 22
23
24 25

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.