BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+2.69%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$81.1M
Cap. Flow %
-16.49%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$2.59M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
$1.85M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.56M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$1.22M
5
MCK icon
McKesson
MCK
$910K

Top Sells

1
EXP icon
Eagle Materials
EXP
$3.88M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$2.45M
3
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
$2.02M

Sector Composition

1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRKR
526
DELISTED
Parkervision Inc
PRKR
$28K 0.01%
+14,565
New +$28K
MCZ
527
DELISTED
Mad Catz Interactive
MCZ
$27K 0.01%
180,000
– –
ARNA
528
DELISTED
Arena Pharmaceuticals Inc
ARNA
$23K ﹤0.01%
1,600
-500
-24% -$7.19K
ZN
529
DELISTED
Zion Oil & Gas, Inc.
ZN
$19K ﹤0.01%
13,350
– –
ESNC
530
DELISTED
EnSync Inc
ESNC
$12K ﹤0.01%
15,500
-39,000
-72% -$30.2K
SNOAW
531
DELISTED
Sonoma Pharmaceuticals, Inc. Warrants
SNOAW
$8K ﹤0.01%
+18,500
New +$8K
CVM icon
532
CEL-SCI Corp
CVM
$72.2M
$7K ﹤0.01%
132
– –
OPGNW
533
DELISTED
OpGen, Inc. Warrant
OPGNW
$5K ﹤0.01%
50
-49
-49% -$4.9K
TEUM
534
DELISTED
Pareteum Corporation
TEUM
$4K ﹤0.01%
1,112
– –
HUSA icon
535
Houston American Energy
HUSA
$252M
$3K ﹤0.01%
122
– –
KMI.WS
536
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
10,766
-123
-1% -$11
XLKS
537
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
– –
-3,981
Closed -$254K
XLBS
538
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
– –
-5,740
Closed -$232K
VG
539
DELISTED
Vonage Holdings Corporation
VG
– –
-10,500
Closed -$70K
XLFS
540
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
– –
-12,489
Closed -$563K
FAST icon
541
Fastenal
FAST
$55.1B
– –
-19,960
Closed -$210K
FBT icon
542
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.09B
– –
-14,792
Closed -$1.48M
FDN icon
543
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.31B
– –
-30,074
Closed -$2.45M
PBE icon
544
Invesco Biotechnology & Genome ETF
PBE
$227M
– –
-15,726
Closed -$660K
MNDT
545
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-11,187
Closed -$165K
CERN
546
DELISTED
Cerner Corp
CERN
– –
-3,910
Closed -$242K
AA icon
547
Alcoa
AA
$8.24B
– –
-21,122
Closed -$516K
ADI icon
548
Analog Devices
ADI
$122B
– –
-3,322
Closed -$215K
AKAM icon
549
Akamai
AKAM
$11.3B
– –
-6,054
Closed -$321K
AMRN
550
Amarin Corp
AMRN
$317M
– –
-588
Closed -$38K
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