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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
501
DELISTED
J.C. Penney Company, Inc.
JCP
$96K 0.02%
+11,450
New +$103K
OCLR
502
DELISTED
Oclaro Inc.
OCLR
$96K 0.02%
+10,543
New +$91.1K
VHC icon
503
VirnetX Holding Corp
VHC
$54.4M
$88K 0.02%
2,000
+2
+0.1% +$125
BB icon
504
BlackBerry
BB
$4.74B
$85K 0.02%
12,211
– –
EVOL
505
DELISTED
Evolving Systems, Inc.
EVOL
$82K 0.02%
20,000
-55,000
-73% -$227K
VANI icon
506
Vivani Medical
VANI
$113M
$69K 0.01%
1,460
-549
-27% -$31.4K
ALJJ
507
DELISTED
ALJ Regional Holdings Inc
ALJJ
$67K 0.01%
15,044
– –
IAG icon
508
IAMGOLD
IAG
$8.24B
$65K 0.01%
+16,650
New +$62.2K
DXLG icon
509
Destination XL Group
DXLG
$34.3M
$64K 0.01%
14,716
– –
DHF
510
BNY Mellon High Yield Strategies Fund
DHF
$171M
$59K 0.01%
17,351
-6,832
-28% -$22.4K
FAX
511
abrdn Asia-Pacific Income Fund
FAX
$595M
$59K 0.01%
2,100
+357
+20% +$10.4K
FBIO icon
512
Fortress Biotech
FBIO
$113M
$57K 0.01%
1,390
-217
-14% -$8.11K
GRPN icon
513
Groupon
GRPN
$1.07B
$54K 0.01%
798
– –
SAN icon
514
Banco Santander
SAN
$200B
$54K 0.01%
10,801
-1,313
-11% -$5.97K
SNOA icon
515
Sonoma Pharmaceuticals
SNOA
$5.46M
$53K 0.01%
+58
New +$48.1K
DMK
516
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$52K 0.01%
236
– –
DNN icon
517
Denison Mines
DNN
$2.49B
$49K 0.01%
95,000
+18,200
+24% +$8.43K
PALI icon
518
Palisade Bio
PALI
$351M
– –
0
– –
HBIO icon
519
Harvard Bioscience
HBIO
$26.7M
$41K 0.01%
+1,321
New +$33.6K
GTE icon
520
Gran Tierra Energy
GTE
$226M
$40K 0.01%
1,300
– –
NEPT
521
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$35K 0.01%
25
-18
-42% -$27.5K
XPLR
522
DELISTED
Xplore Technologies Corp.
XPLR
$34K 0.01%
16,700
– –
PED icon
523
PEDEVCO
PED
$148M
$32K 0.01%
1,397
– –
DHY
524
Credit Suisse High Yield Credit Fund
DHY
$239M
$30K 0.01%
11,000
-15,000
-58% -$37.3K
OPGN
525
DELISTED
OpGen, Inc
OPGN
– –
-1
Closed -$124K
19 20
21
22 23

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.