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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOD
501
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$122K 0.03%
16,146
+1,239
+8% +$10.3K
MUFG icon
502
Mitsubishi UFJ Financial
MUFG
$247B
$119K 0.03%
19,489
+1,624
+9% +$11K
OXLC
503
Oxford Lane Capital
OXLC
$862M
$116K 0.03%
+2,026
New +$137K
BGY icon
504
BlackRock Enhanced International Dividend Trust
BGY
$509M
$114K 0.03%
+18,630
New +$126K
XPLR
505
DELISTED
Xplore Technologies Corp.
XPLR
$114K 0.03%
21,500
-8,000
-27% -$44K
CHY
506
Calamos Convertible and High Income Fund
CHY
$978M
$113K 0.03%
10,352
-1,240
-11% -$14.8K
FAX
507
abrdn Asia-Pacific Income Fund
FAX
$592M
$113K 0.03%
+4,162
New +$116K
LINE
508
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$113K 0.03%
+41,688
New +$185K
ETW
509
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$109K 0.03%
+10,163
New +$118K
PALI icon
510
Palisade Bio
PALI
$341M
– –
0
– –
ACG
511
DELISTED
AllianceBernstein Income Fund Inc
ACG
$108K 0.03%
+13,669
New +$106K
FSK icon
512
FS KKR Capital
FSK
$3.01B
$107K 0.03%
+2,866
New +$115K
CY
513
DELISTED
Cypress Semiconductor
CY
$99K 0.02%
11,505
-563
-5% -$5.91K
PTN
514
Palatin Technologies
PTN
$14.4M
$94K 0.02%
92
+40
+77% +$45.9K
NCV
515
Virtus Convertible & Income Fund
NCV
$372M
$93K 0.02%
3,972
+254
+7% +$7.28K
MCZ
516
DELISTED
Mad Catz Interactive
MCZ
$93K 0.02%
150,000
– –
BDJ icon
517
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$92K 0.02%
12,642
-728
-5% -$5.58K
CHK
518
DELISTED
Chesapeake Energy Corporation
CHK
$89K 0.02%
60
-12
-17% -$20.4K
ADAM
519
Adamas Trust
ADAM
$777M
$87K 0.02%
+3,937
New +$109K
LKM
520
DELISTED
Link Motion Inc.
LKM
$87K 0.02%
26,025
-66,512
-72% -$245K
LLEX
521
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$87K 0.02%
141,114
-64,334
-31% -$58.3K
DHF
522
BNY Mellon High Yield Strategies Fund
DHF
$170M
$82K 0.02%
26,602
-7,750
-23% -$25.2K
SIRI icon
523
SiriusXM
SIRI
$11B
$81K 0.02%
2,157
-608
-22% -$23.3K
FIG
524
DELISTED
Fortress Investment Group Llc
FIG
$79K 0.02%
+14,100
New +$89K
PED icon
525
PEDEVCO
PED
$144M
$78K 0.02%
1,542
+250
+19% +$17.2K
19 20
21
22 23

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LPU
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P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.