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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGA
476
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$166K 0.03%
16,878
+278
+2% +$2.71K
XXII
477
22nd Century Group
XXII
$1.28M
– –
0
– –
BCS icon
478
Barclays
BCS
$87.8B
$164K 0.03%
15,666
-14,407
-48% -$136K
XIN
479
DELISTED
Xinyuan Real Estate
XIN
$162K 0.03%
3,254
-269
-8% -$14.8K
TWO
480
Two Harbors Investment
TWO
$1.27B
$161K 0.03%
2,294
-290
-11% -$19.7K
NCV
481
Virtus Convertible & Income Fund
NCV
$372M
$156K 0.03%
6,105
+819
+15% +$21.2K
FSK icon
482
FS KKR Capital
FSK
$3.01B
$155K 0.03%
3,746
-1,050
-22% -$41.1K
HPQ icon
483
HP
HPQ
$26B
$154K 0.03%
+10,270
New +$155K
ESTE
484
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$145K 0.03%
+10,505
New +$124K
MEET
485
DELISTED
The Meet Group, Inc. Common Stock
MEET
$141K 0.03%
+28,452
New +$147K
HTY
486
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$140K 0.03%
14,352
– –
GNT
487
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$128K 0.03%
19,178
-4,740
-20% -$34.3K
CLIR icon
488
ClearSign Technologies
CLIR
$25.4M
$127K 0.03%
3,713
+2,300
+163% +$106K
JFR icon
489
Nuveen Floating Rate Income Fund
JFR
$1.23B
$127K 0.03%
+10,806
New +$122K
GCI
490
DELISTED
Gannett Co., Inc
GCI
$127K 0.03%
+13,040
New +$128K
EXG icon
491
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$126K 0.03%
15,616
-570
-4% -$4.71K
AOD
492
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$125K 0.03%
16,482
-15,233
-48% -$113K
SIRI icon
493
SiriusXM
SIRI
$11B
$119K 0.02%
2,664
-355
-12% -$15.4K
FLNT
494
Fluent
FLNT
$106M
$115K 0.02%
+5,508
New +$119K
PTN
495
Palatin Technologies
PTN
$14.4M
$109K 0.02%
172
-20
-10% -$13.9K
JPS
496
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$109K 0.02%
+11,649
New +$106K
NAT icon
497
Nordic American Tanker
NAT
$1.36B
$106K 0.02%
+12,638
New +$112K
BGY icon
498
BlackRock Enhanced International Dividend Trust
BGY
$509M
$103K 0.02%
18,674
+189
+1% +$1.05K
JHY
499
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$103K 0.02%
10,047
-309
-3% -$3.16K
FIG
500
DELISTED
Fortress Investment Group Llc
FIG
$102K 0.02%
20,918
-3,982
-16% -$20.2K
18 19
20
21 22

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.