BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+2.69%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$81.1M
Cap. Flow %
-16.49%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$2.59M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
$1.85M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.56M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$1.22M
5
MCK icon
McKesson
MCK
$910K

Top Sells

1
EXP icon
Eagle Materials
EXP
$3.88M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$2.45M
3
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
$2.02M

Sector Composition

1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGA
476
Voya Global Advantage and Premium Opportunity Fund
IGA
$151M
$166K 0.03%
16,878
+278
+2% +$2.73K
XXII
477
22nd Century Group
XXII
$6.32M
– –
0
– -$197K
BCS icon
478
Barclays
BCS
$69.6B
$164K 0.03%
15,666
-14,407
-48% -$151K
XIN
479
DELISTED
Xinyuan Real Estate
XIN
$162K 0.03%
3,254
-269
-8% -$13.4K
TWO
480
Two Harbors Investment
TWO
$1.08B
$161K 0.03%
2,294
-290
-11% -$20.4K
NCV
481
Virtus Convertible & Income Fund
NCV
$337M
$156K 0.03%
6,105
+819
+15% +$20.9K
FSK icon
482
FS KKR Capital
FSK
$5.04B
$155K 0.03%
3,746
-1,050
-22% -$43.4K
HPQ icon
483
HP
HPQ
$27.2B
$154K 0.03%
+10,270
New +$154K
ESTE
484
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$145K 0.03%
+10,505
New +$145K
MEET
485
DELISTED
The Meet Group, Inc. Common Stock
MEET
$141K 0.03%
+28,452
New +$141K
HTY
486
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$140K 0.03%
14,352
– –
GNT
487
GAMCO Natural Resources, Gold & Income Trust
GNT
$113M
$128K 0.03%
19,178
-4,740
-20% -$31.6K
CLIR icon
488
ClearSign Technologies
CLIR
$30.9M
$127K 0.03%
37,130
+23,000
+163% +$78.7K
JFR icon
489
Nuveen Floating Rate Income Fund
JFR
$1.13B
$127K 0.03%
+10,806
New +$127K
GCI
490
DELISTED
Gannett Co., Inc
GCI
$127K 0.03%
+13,040
New +$127K
EXG icon
491
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$126K 0.03%
15,616
-570
-4% -$4.6K
AOD
492
abrdn Total Dynamic Dividend Fund
AOD
$965M
$125K 0.03%
16,482
-15,233
-48% -$116K
SIRI icon
493
SiriusXM
SIRI
$8.14B
$119K 0.02%
2,664
-355
-12% -$15.9K
FLNT
494
Fluent
FLNT
$51.2M
$115K 0.02%
+5,508
New +$115K
PTN
495
DELISTED
Palatin Technologies
PTN
$109K 0.02%
8,600
-1,000
-10% -$12.7K
JPS
496
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$109K 0.02%
+11,649
New +$109K
NAT icon
497
Nordic American Tanker
NAT
$688M
$106K 0.02%
+12,638
New +$106K
BGY icon
498
BlackRock Enhanced International Dividend Trust
BGY
$536M
$103K 0.02%
18,674
+189
+1% +$1.04K
JHY
499
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$103K 0.02%
10,047
-309
-3% -$3.17K
FIG
500
DELISTED
Fortress Investment Group Llc
FIG
$102K 0.02%
20,918
-3,982
-16% -$19.4K
18 19
20
21 22