B. Riley Wealth Advisors’s Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest JHY Stock Holding History

B. Riley Wealth Advisors’s Portfolio JHY Stock Details JHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-10,047	Closed	-$103K	–	573
2016 Q4	$103K	Sell	10,047 -309	-3%	-$3.16K	0.02%	500
2016 Q3	$110K	Buy	10,356 +33	+0.3%	+$346	0.02%	575
2016 Q2	$112K	Buy	10,323 +31	+0.3%	+$319	0.02%	563
2016 Q1	$104K	Buy	+10,292	New	+$104K	0.02%	510

Other funds holding JHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

B. Riley Wealth Advisors's JHY Position: Q1 2017 in Review

B. Riley Wealth Advisors sold out of Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest (JHY) in Q1 2017, closing a stake of 10,047 shares — an estimated $103K sold.

B. Riley Wealth Advisors first reported a position in JHY in Q1 2016 and held it in 4 quarters. The position peaked at $112K in Q2 2016. 17 funds tracked by Wall St. Rank hold JHY as of Q1 2017.

B. Riley Wealth Advisors reported no remaining Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest position as of Q1 2017 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,047 Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest shares in Q1 2017, an estimated $103K.
B. Riley Wealth Advisors first reported a position in Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest in Q1 2016 and held it in 4 quarters.
B. Riley Wealth Advisors's Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest position peaked at $112K in Q2 2016.
17 funds tracked by Wall St. Rank held Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest as of Q1 2017.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.