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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
476
ProShares Ultra Russell2000
UWM
$247M
$132K 0.04%
6,212
-179,316
-97% -$3.49M
TWX
477
DELISTED
Time Warner Inc
TWX
$132K 0.04%
1,975
+88
+5% +$5.69K
AWR icon
478
American States Water
AWR
$3.37B
$129K 0.04%
4,500
+400
+10% +$11.3K
JNS
479
DELISTED
Janus Capital Group Inc
JNS
$129K 0.04%
10,395
-10
-0.1% -$103
NFJ
480
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$127K 0.04%
7,179
-30
-0.4% -$530
NRO
481
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$127K 0.04%
30,609
-22,244
-42% -$95.1K
VALE icon
482
Vale
VALE
$63.8B
$127K 0.04%
8,331
-976
-10% -$15.2K
HILL
483
DELISTED
DOT HILL SYSTEMS CORP
HILL
$127K 0.04%
37,575
– –
EEP
484
DELISTED
Enbridge Energy Partners
EEP
$126K 0.04%
4,202
-1,000
-19% -$29.8K
AVY icon
485
Avery Dennison
AVY
$13.4B
$125K 0.04%
2,500
– –
DON icon
486
WisdomTree US MidCap Dividend Fund
DON
$4.04B
$125K 0.04%
+5,040
New +$122K
WIW
487
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$125K 0.04%
11,063
-8,395
-43% -$96.4K
SVVC
488
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$125K 0.04%
5,380
-4,265
-44% -$99.4K
CJES
489
DELISTED
C&J ENERGY SVCS LTD
CJES
$125K 0.04%
5,400
– –
FAX
490
abrdn Asia-Pacific Income Fund
FAX
$597M
$124K 0.04%
3,586
-2,375
-40% -$87K
FXO icon
491
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$124K 0.04%
5,700
+300
+6% +$6.26K
PARA
492
DELISTED
Paramount Global Class B
PARA
$124K 0.04%
+1,953
New +$115K
PID icon
493
Invesco International Dividend Achievers ETF
PID
$934M
$124K 0.04%
6,750
+560
+9% +$9.95K
DES icon
494
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$123K 0.04%
+5,430
New +$118K
LHX icon
495
L3Harris
LHX
$50.7B
$123K 0.04%
+1,758
New +$111K
PBR icon
496
Petrobras
PBR
$123B
$123K 0.04%
8,916
-5,638
-39% -$87.4K
CRZO
497
DELISTED
Carrizo Oil & Gas Inc
CRZO
$123K 0.04%
2,758
-1,024
-27% -$43.5K
BSP
498
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$123K 0.04%
15,917
-5,483
-26% -$43.9K
DNL icon
499
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$484M
$122K 0.04%
4,820
-200
-4% -$5.01K
HRZN icon
500
Horizon Technology Finance
HRZN
$300M
$122K 0.04%
8,569
-10,658
-55% -$147K
18 19
20
21 22

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.