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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MILL
26
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$1.81M 0.62%
250,000
– –
BMY icon
27
Bristol-Myers Squibb
BMY
$128B
$1.76M 0.6%
38,086
+3,417
+10% +$150K
JPM icon
28
JPMorgan Chase
JPM
$941B
$1.67M 0.57%
32,227
+5,192
+19% +$278K
LLY icon
29
Eli Lilly
LLY
$1.07T
$1.67M 0.57%
33,099
+3,212
+11% +$168K
TIP icon
30
iShares TIPS Bond ETF
TIP
$14.5B
$1.62M 0.55%
14,400
-2,122
-13% -$237K
IJT icon
31
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$1.6M 0.55%
29,512
+272
+0.9% +$14.2K
SLYG icon
32
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$1.57M 0.54%
38,600
-200
-0.5% -$7.84K
KO icon
33
Coca-Cola
KO
$359B
$1.51M 0.52%
39,940
+1,433
+4% +$56.6K
EPD icon
34
Enterprise Products Partners
EPD
$82.8B
$1.48M 0.51%
48,632
-5,740
-11% -$175K
EEM icon
35
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$1.46M 0.5%
35,804
-21,543
-38% -$853K
MRK icon
36
Merck
MRK
$325B
$1.46M 0.5%
32,030
+886
+3% +$40.5K
PM icon
37
Philip Morris
PM
$304B
$1.44M 0.49%
16,647
-1,898
-10% -$166K
STPP
38
DELISTED
iPath US Treasury Steepener ETN
STPP
$1.43M 0.49%
+36,312
New +$1.47M
ARR
39
Armour Residential REIT
ARR
$2.02B
$1.42M 0.49%
8,469
-3,976
-32% -$682K
PFN
40
PIMCO Income Strategy Fund II
PFN
$693M
$1.42M 0.49%
139,167
+7,533
+6% +$76.3K
REZ icon
41
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$1.4M 0.48%
29,257
+2,007
+7% +$99.5K
INTC icon
42
Intel
INTC
$456B
$1.39M 0.48%
60,799
+8,520
+16% +$196K
GLD icon
43
SPDR Gold Trust
GLD
$133B
$1.39M 0.48%
10,849
-917
-8% -$118K
BKLN icon
44
Invesco Senior Loan ETF
BKLN
$6.97B
$1.38M 0.47%
56,026
+48,857
+682% +$1.21M
FCX icon
45
Freeport-McMoran
FCX
$90.1B
$1.35M 0.46%
40,851
+15,471
+61% +$473K
IGD
46
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$1.35M 0.46%
149,604
-19,102
-11% -$179K
WELL icon
47
Welltower
WELL
$176B
$1.34M 0.46%
21,500
-756
-3% -$48.1K
BA icon
48
Boeing
BA
$168B
$1.33M 0.45%
11,285
+3,279
+41% +$353K
CAT icon
49
Caterpillar
CAT
$394B
$1.27M 0.44%
15,283
+5,028
+49% +$425K
ACG
50
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.24M 0.42%
175,655
-19,930
-10% -$141K
1
2
3 4 5

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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.