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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
426
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$150K 0.05%
+3,122
New +$145K
VO icon
427
Vanguard Mid-Cap ETF
VO
$106B
$149K 0.05%
+5,812
New +$146K
PBCT
428
DELISTED
People's United Financial Inc
PBCT
$149K 0.05%
10,386
+271
+3% +$4.02K
AZN icon
429
AstraZeneca
AZN
$269B
$148K 0.05%
2,850
+13
+0.5% +$653
CTRA
430
DELISTED
Coterra Energy
CTRA
$148K 0.05%
3,957
+105
+3% +$3.94K
HES
431
DELISTED
Hess
HES
$147K 0.05%
1,897
-5
-0.3% -$372
LVS icon
432
Las Vegas Sands
LVS
$32.2B
$146K 0.05%
+2,204
New +$128K
VXX
433
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$146K 0.05%
155
+14
+10% +$14K
MET icon
434
MetLife
MET
$62.4B
$145K 0.05%
3,465
-155
-4% -$6.68K
VALE icon
435
Vale
VALE
$62.3B
$145K 0.05%
+9,307
New +$138K
STI
436
DELISTED
SunTrust Banks, Inc.
STI
$145K 0.05%
4,459
+251
+6% +$8.49K
IP icon
437
International Paper
IP
$22.6B
$144K 0.05%
3,447
-3,597
-51% -$160K
XLFS
438
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$144K 0.05%
+3,900
New +$144K
CAG icon
439
Conagra Brands
CAG
$7.42B
$143K 0.05%
6,037
+257
+4% +$6.93K
DHF
440
BNY Mellon High Yield Strategies Fund
DHF
$170M
$143K 0.05%
35,721
+2,017
+6% +$8.14K
FCRD
441
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$143K 0.05%
9,150
+5,350
+141% +$83.2K
LIFE
442
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$143K 0.05%
1,913
-35
-2% -$2.61K
PWV icon
443
Invesco Large Cap Value ETF
PWV
$1.68B
$142K 0.05%
5,470
+200
+4% +$5.24K
NTG
444
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$142K 0.05%
526
– –
TGP
445
DELISTED
Teekay LNG Partners L.P.
TGP
$142K 0.05%
3,228
-159
-5% -$6.83K
MHD icon
446
BlackRock MuniHoldings Fund
MHD
$602M
$141K 0.05%
9,212
+64
+0.7% +$984
CRZO
447
DELISTED
Carrizo Oil & Gas Inc
CRZO
$141K 0.05%
+3,782
New +$126K
GLO
448
Clough Global Opportunities Fund
GLO
$244M
$140K 0.05%
10,863
-3,986
-27% -$51.1K
SIRI icon
449
SiriusXM
SIRI
$11B
$140K 0.05%
3,600
-52
-1% -$1.94K
UPS icon
450
United Parcel Service
UPS
$88.9B
$140K 0.05%
+1,533
New +$135K
16 17
18
19 20

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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.