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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
401
iShares MBS ETF
MBB
$39.1B
$341K 0.05%
3,251
-832
-20% -$85.6K
XEL icon
402
Xcel Energy
XEL
$48.8B
$335K 0.05%
6,787
+95
+1% +$4.76K
PAYC icon
403
Paycom
PAYC
$7.53B
$333K 0.05%
2,712
-1,407
-34% -$180K
FE icon
404
FirstEnergy
FE
$28.2B
$332K 0.05%
8,806
+121
+1% +$4.58K
IGSB icon
405
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$332K 0.05%
+6,414
New +$331K
PAYX icon
406
Paychex
PAYX
$41.4B
$332K 0.05%
5,081
-48
-0.9% -$3.25K
TME icon
407
Tencent Music
TME
$15.5B
$331K 0.05%
+25,000
New +$319K
TREE icon
408
LendingTree
TREE
$443M
$331K 0.05%
+1,505
New +$342K
EA icon
409
Electronic Arts
EA
$52.9B
$330K 0.05%
4,163
-805
-16% -$73.8K
IVH
410
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$330K 0.05%
27,150
-7,000
-20% -$92.1K
BB icon
411
BlackBerry
BB
$4.95B
$327K 0.05%
45,912
-10,573
-19% -$93.1K
BAC.PRL icon
412
Bank of America Series L
BAC.PRL
$3.96B
$323K 0.05%
258
– –
DSL
413
DoubleLine Income Solutions Fund
DSL
$1.23B
$323K 0.05%
18,609
+3,105
+20% +$57.7K
BANX
414
ArrowMark Financial
BANX
$196M
$322K 0.05%
16,661
-563
-3% -$11.6K
VIOO icon
415
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
$322K 0.05%
5,108
-2
-0% -$141
FIVE icon
416
Five Below
FIVE
$12.1B
$321K 0.05%
3,123
+1,445
+86% +$160K
CHRW icon
417
C.H. Robinson
CHRW
$17.3B
$316K 0.05%
3,747
-447
-11% -$40K
DATA
418
DELISTED
Tableau Software, Inc.
DATA
$313K 0.04%
2,605
+545
+26% +$60.9K
UBS icon
419
UBS Group
UBS
$175B
$311K 0.04%
25,040
-2,735
-10% -$37.1K
SLY
420
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$311K 0.04%
5,170
+1,508
+41% +$101K
FIXD icon
421
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$310K 0.04%
6,275
-13
-0.2% -$634
VOD icon
422
Vodafone
VOD
$37.2B
$310K 0.04%
16,033
-366
-2% -$7.31K
WELL icon
423
Welltower
WELL
$170B
$307K 0.04%
4,389
-966
-18% -$65.7K
MS icon
424
Morgan Stanley
MS
$330B
$306K 0.04%
7,682
-5,678
-43% -$248K
PZA icon
425
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$304K 0.04%
12,159
-86
-0.7% -$2.12K
15 16
17
18 19

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.