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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLFS
401
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$523 0.01%
12,530
+450
+4% +$19
MCZ
402
DELISTED
Mad Catz Interactive
MCZ
$514 0.01%
220,000
+130,000
+144% +$58K
PJP icon
403
Invesco Pharmaceuticals ETF
PJP
$447M
$502 0.01%
7,540
+410
+6% +$27.3K
GTE icon
404
Gran Tierra Energy
GTE
$232M
$501 0.01%
+1,300
New +$56.1K
EIX icon
405
Edison International
EIX
$30.4B
$493 0.01%
7,532
– –
VOE icon
406
Vanguard Mid-Cap Value ETF
VOE
$24B
$488 0.01%
5,462
+1,765
+48% +$154K
ILCB icon
407
iShares Morningstar US Equity ETF
ILCB
$1.26B
$481 0.01%
15,572
+2,220
+17% +$66.6K
VBK icon
408
Vanguard Small-Cap Growth ETF
VBK
$22.9B
$470 0.01%
3,729
+649
+21% +$79.7K
VNQ icon
409
Vanguard Real Estate ETF
VNQ
$39.9B
$470 0.01%
5,809
+1,113
+24% +$87.3K
EZM icon
410
WisdomTree US MidCap Fund
EZM
$945M
$468 0.01%
15,165
+3,009
+25% +$90.2K
ACG
411
DELISTED
AllianceBernstein Income Fund Inc
ACG
$466 0.01%
62,347
-15,866
-20% -$120K
FXH icon
412
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$459 0.01%
7,613
+1,750
+30% +$102K
LOCM
413
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$458 0.01%
80,000
+40,000
+100% +$62.5K
XLB icon
414
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$449 0.01%
18,502
– –
SCHA icon
415
Schwab U.S Small- Cap ETF
SCHA
$22B
$440 0.01%
31,952
+7,792
+32% +$103K
AZN icon
416
AstraZeneca
AZN
$270B
$439 0.01%
6,238
-1,654
-21% -$118K
AVGO icon
417
Broadcom
AVGO
$1.79T
$437 0.01%
+8,580
New +$76.7K
PYZ icon
418
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$72.1M
$428 0.01%
8,150
+820
+11% +$43.4K
EMR icon
419
Emerson Electric
EMR
$82.4B
$427 0.01%
6,920
+222
+3% +$13.9K
FXG icon
420
First Trust Consumer Staples AlphaDEX Fund
FXG
$236M
$417 0.01%
+9,787
New +$402K
STX icon
421
Seagate
STX
$179B
$414 0.01%
6,224
+174
+3% +$10.8K
ZNGA
422
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$412 0.01%
29,018
+11,251
+63% +$28.4K
IVE icon
423
iShares S&P 500 Value ETF
IVE
$49.4B
$411 0.01%
4,381
+1,221
+39% +$112K
PWE
424
DELISTED
Penn West Energy Petroleum Ltd
PWE
$409 0.01%
36,350
+25,650
+240% +$101K
EVX icon
425
VanEck Environmental Services ETF
EVX
$99.6M
$408 0.01%
30,550
– –
15 16
17
18 19

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.