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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
401
Lowe's Companies
LOW
$121B
$167K 0.05%
3,380
-107
-3% -$5.2K
ETP
402
DELISTED
Energy Transfer Partners L.p.
ETP
$166K 0.05%
2,900
– –
HCR
403
DELISTED
Hi-Crush Inc. Common Stock
HCR
$165K 0.05%
4,350
+100
+2% +$3.15K
SRPT icon
404
Sarepta Therapeutics
SRPT
$1.64B
$163K 0.05%
+8,000
New +$238K
VIAV icon
405
Viavi Solutions
VIAV
$7.95B
$163K 0.05%
22,012
-879
-4% -$6.67K
HES
406
DELISTED
Hess
HES
$162K 0.05%
1,950
+53
+3% +$4.3K
OXSQ icon
407
Oxford Square Capital
OXSQ
$150M
$162K 0.05%
15,649
-5,230
-25% -$53.5K
VO icon
408
Vanguard Mid-Cap ETF
VO
$106B
$162K 0.05%
5,884
+72
+1% +$1.92K
CAG icon
409
Conagra Brands
CAG
$7.42B
$161K 0.05%
6,151
+114
+2% +$2.85K
PEG icon
410
Public Service Enterprise Group
PEG
$38.7B
$161K 0.05%
5,026
+9
+0.2% +$298
NOK icon
411
Nokia
NOK
$46.9B
$160K 0.05%
19,770
-10,884
-36% -$81.8K
AEL
412
DELISTED
American Equity Investment Life Holding Company
AEL
$160K 0.05%
6,079
+1,995
+49% +$45.5K
OKS
413
DELISTED
Oneok Partners LP
OKS
$160K 0.05%
3,036
-997
-25% -$52.6K
PBCT
414
DELISTED
People's United Financial Inc
PBCT
$159K 0.05%
10,498
+112
+1% +$1.65K
FRGI
415
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$158K 0.05%
3,029
+169
+6% +$7.54K
DNY
416
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$158K 0.05%
8,147
-6,597
-45% -$129K
DAR icon
417
Darling Ingredients
DAR
$9.32B
$157K 0.05%
+7,500
New +$160K
MMP
418
DELISTED
Magellan Midstream Partners, L.P.
MMP
$157K 0.05%
2,480
– –
NVDQ
419
DELISTED
Novadaq Technologies Inc.
NVDQ
$156K 0.05%
9,450
+4,250
+82% +$70.4K
IVE icon
420
iShares S&P 500 Value ETF
IVE
$49.1B
$155K 0.05%
+1,815
New +$149K
UAA icon
421
Under Armour
UAA
$3.01B
$155K 0.05%
7,146
+173
+2% +$3.52K
STI
422
DELISTED
SunTrust Banks, Inc.
STI
$155K 0.05%
4,209
-250
-6% -$8.72K
CMLP
423
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$155K 0.05%
+6,238
New +$139K
HR icon
424
Healthcare Realty
HR
$7.56B
$154K 0.05%
7,840
+1,547
+25% +$32.8K
ST icon
425
Sensata Technologies
ST
$6.69B
$154K 0.05%
+3,979
New +$152K
15 16
17
18 19

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BCIM
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PCP
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.