We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOA icon
401
Sonoma Pharmaceuticals
SNOA
$5.26M
$162K 0.06%
66
+18
+38% +$43.8K
SSO icon
402
ProShares Ultra S&P500
SSO
$7.52B
$162K 0.06%
30,544
-780,064
-96% -$4.08M
IHE icon
403
iShares US Pharmaceuticals ETF
IHE
$1.49B
$161K 0.06%
4,530
+120
+3% +$4.22K
NAT icon
404
Nordic American Tanker
NAT
$1.36B
$161K 0.06%
20,003
+486
+2% +$4.06K
VNQ icon
405
Vanguard Real Estate ETF
VNQ
$39.9B
$161K 0.06%
2,428
-574
-19% -$39K
WSR
406
DELISTED
Whitestone REIT
WSR
$161K 0.06%
10,906
+845
+8% +$13.1K
CIM
407
Chimera Investment
CIM
$1.06B
$160K 0.05%
3,519
-6,840
-66% -$304K
TLT icon
408
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$160K 0.05%
1,500
-732
-33% -$77.6K
EWJ icon
409
iShares MSCI Japan ETF
EWJ
$21.2B
$159K 0.05%
3,337
-91
-3% -$4.21K
PHO icon
410
Invesco Water Resources ETF
PHO
$2.03B
$159K 0.05%
6,665
-600
-8% -$13.8K
WTRG icon
411
Essential Utilities
WTRG
$11.5B
$159K 0.05%
6,447
+3
+0% +$77
CSC
412
DELISTED
Computer Sciences
CSC
$159K 0.05%
+7,314
New +$154K
EEP
413
DELISTED
Enbridge Energy Partners
EEP
$158K 0.05%
5,202
+602
+13% +$18.5K
KMB icon
414
Kimberly-Clark
KMB
$37.6B
$156K 0.05%
1,727
-795
-32% -$73.7K
AAIC
415
DELISTED
Arlington Asset Investment Corp.
AAIC
$155K 0.05%
6,500
– –
CORN icon
416
Teucrium Corn Fund
CORN
$178M
$154K 0.05%
+4,600
New +$166K
FXH icon
417
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$154K 0.05%
3,544
-5,645
-61% -$238K
PJP icon
418
Invesco Pharmaceuticals ETF
PJP
$445M
$154K 0.05%
3,335
+100
+3% +$4.56K
CMLP
419
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP COM UTS REP LTD PRT INT (DE)
CMLP
$154K 0.05%
6,175
+2,975
+93% +$77.5K
VLO icon
420
Valero Energy
VLO
$89.5B
$153K 0.05%
4,488
+1,550
+53% +$54.8K
GNT
421
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$152K 0.05%
13,521
+87
+0.6% +$1K
CNP icon
422
CenterPoint Energy
CNP
$28.3B
$151K 0.05%
6,296
+23
+0.4% +$548
ETP
423
DELISTED
Energy Transfer Partners L.p.
ETP
$151K 0.05%
2,900
-1,066
-27% -$55K
BGR icon
424
BlackRock Energy and Resources Trust
BGR
$410M
$150K 0.05%
5,800
-100
-2% -$2.57K
DHR icon
425
Danaher
DHR
$138B
$150K 0.05%
3,223
+75
+2% +$3.4K
15 16
17
18 19

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.