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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
351
RH
RH
$3.33B
$190K 0.07%
+3,000
New +$207K
KOF icon
352
Coca-Cola Femsa
KOF
$22.5B
$189K 0.06%
1,500
– –
IXJ icon
353
iShares Global Healthcare ETF
IXJ
$4.16B
$188K 0.06%
4,740
-600
-11% -$23.5K
MOS icon
354
The Mosaic Company
MOS
$7.19B
$187K 0.06%
4,340
+764
+21% +$35.6K
K
355
DELISTED
Kellanova
K
$186K 0.06%
3,376
+203
+6% +$12.1K
SCHW
356
Charles Schwab
SCHW
$182B
$186K 0.06%
8,798
– –
NRF
357
DELISTED
NorthStar Realty Finance Corp.
NRF
$186K 0.06%
10,185
-2,128
-17% -$38.8K
SIGA icon
358
SIGA Technologies
SIGA
$240M
$185K 0.06%
48,425
+8,000
+20% +$27.4K
SNY icon
359
Sanofi
SNY
$107B
$185K 0.06%
3,660
+1,243
+51% +$63.2K
EOG icon
360
EOG Resources
EOG
$77.7B
$184K 0.06%
+2,176
New +$169K
PSA icon
361
Public Storage
PSA
$61.5B
$184K 0.06%
1,145
-127
-10% -$20.1K
CVS icon
362
CVS Health
CVS
$135B
$183K 0.06%
3,220
+194
+6% +$11.6K
ETW
363
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$182K 0.06%
16,046
-12,092
-43% -$138K
NNJ
364
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$182K 0.06%
13,500
– –
BOND icon
365
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$181K 0.06%
1,711
-2,160
-56% -$227K
PCN
366
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$181K 0.06%
10,822
– –
PKW icon
367
Invesco BuyBack Achievers ETF
PKW
$1.72B
$181K 0.06%
4,620
– –
RSPS icon
368
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$180K 0.06%
10,840
+1,790
+20% +$30.2K
TEG
369
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$180K 0.06%
3,225
-375
-10% -$22K
DSI icon
370
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$179K 0.06%
5,698
+18
+0.3% +$564
HOG icon
371
Harley-Davidson
HOG
$2.61B
$179K 0.06%
2,780
– –
UTHR icon
372
United Therapeutics
UTHR
$26.1B
$179K 0.06%
2,270
-540
-19% -$39.5K
VDE icon
373
Vanguard Energy ETF
VDE
$9.9B
$179K 0.06%
1,500
+90
+6% +$10.6K
CSP
374
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$178K 0.06%
25,785
-917
-3% -$6.26K
ORCL icon
375
Oracle
ORCL
$339B
$177K 0.06%
5,340
+521
+11% +$16.9K
13 14
15
16 17

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.