We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
301
W.P. Carey
WPC
$16.8B
$232K 0.07%
3,862
-237
-6% -$14.9K
YUM icon
302
Yum! Brands
YUM
$42B
$232K 0.07%
4,263
+856
+25% +$44K
SWY
303
DELISTED
SAFEWAY INC
SWY
$232K 0.07%
7,959
-641
-7% -$19.2K
AGNC icon
304
AGNC Investment
AGNC
$12.8B
$230K 0.07%
11,943
-2,783
-19% -$59.2K
FEZ icon
305
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.27B
$230K 0.07%
5,458
+3,134
+135% +$126K
ACI
306
DELISTED
ARCH COAL, INC.
ACI
$230K 0.07%
5,169
-610
-11% -$25.6K
RPAI
307
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$227K 0.07%
17,885
+3,731
+26% +$50.5K
MDU icon
308
MDU Resources
MDU
$4.19B
$226K 0.07%
19,461
-1,841
-9% -$20.7K
RAI
309
DELISTED
Reynolds American Inc
RAI
$226K 0.07%
9,044
-1,528
-14% -$38.5K
LNKD
310
DELISTED
LinkedIn Corporation
LNKD
$226K 0.07%
+1,044
New +$238K
TGNA
311
DELISTED
TEGNA Inc
TGNA
$224K 0.07%
14,469
-1,563
-10% -$22.1K
IMCG icon
312
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$223K 0.07%
9,390
– –
SDS icon
313
ProShares UltraShort S&P500
SDS
$431M
$222K 0.07%
75
-11
-13% -$36.1K
HDV
314
iShares Core High Dividend ETF
HDV
$14.8B
$220K 0.07%
+15,630
New +$216K
SNLN
315
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$219K 0.07%
+10,973
New +$219K
ITW icon
316
Illinois Tool Works
ITW
$83.9B
$218K 0.07%
2,590
+340
+15% +$26.8K
TXN icon
317
Texas Instruments
TXN
$247B
$218K 0.07%
4,973
-78
-2% -$3.27K
SCHW
318
Charles Schwab
SCHW
$185B
$216K 0.07%
8,298
-500
-6% -$11.9K
AWF
319
AllianceBernstein Global High Income Fund
AWF
$867M
$215K 0.07%
15,085
-35
-0.2% -$521
FXI icon
320
iShares China Large-Cap ETF
FXI
$4.32B
$215K 0.07%
5,595
-774
-12% -$29.6K
KKR icon
321
KKR & Co
KKR
$89.7B
$215K 0.07%
8,825
-10,739
-55% -$247K
IAU icon
322
iShares Gold Trust
IAU
$62.4B
$214K 0.07%
9,162
-287
-3% -$7.09K
BKH icon
323
Black Hills Corp
BKH
$5.6B
$212K 0.07%
4,040
– –
CMI icon
324
Cummins
CMI
$83.1B
$212K 0.07%
1,504
+190
+14% +$25.2K
EZM icon
325
WisdomTree US MidCap Fund
EZM
$939M
$212K 0.07%
7,365
+2,460
+50% +$67.9K
11 12
13
14 15

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.