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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPG icon
301
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$224K 0.08%
+2,950
New +$221K
DD icon
302
DuPont de Nemours
DD
$18.6B
$223K 0.08%
2,294
+450
+24% +$41.9K
ADP icon
303
Automatic Data Processing
ADP
$109B
$220K 0.08%
3,465
-971
-22% -$61.7K
WLL
304
DELISTED
Whiting Petroleum Corporation
WLL
$220K 0.08%
+12
New +$186K
UL icon
305
Unilever
UL
$142B
$219K 0.07%
5,052
+3
+0.1% +$136
GGME icon
306
Invesco Next Gen Media and Gaming ETF
GGME
$44.7M
$218K 0.07%
+9,390
New +$210K
NEM icon
307
Newmont
NEM
$96.2B
$218K 0.07%
7,774
+3,643
+88% +$108K
EXP icon
308
Eagle Materials
EXP
$6.49B
$217K 0.07%
+2,992
New +$203K
FAX
309
abrdn Asia-Pacific Income Fund
FAX
$592M
$217K 0.07%
5,961
-293
-5% -$10.7K
FTR
310
DELISTED
Frontier Communications Corp.
FTR
$217K 0.07%
3,458
+378
+12% +$24.6K
ABT icon
311
Abbott
ABT
$188B
$215K 0.07%
6,475
+361
+6% +$12.7K
MSI icon
312
Motorola Solutions
MSI
$72.1B
$214K 0.07%
3,604
-118
-3% -$6.79K
MYJ
313
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$214K 0.07%
15,500
+3,000
+24% +$41.2K
OKS
314
DELISTED
Oneok Partners LP
OKS
$214K 0.07%
4,033
+980
+32% +$49.7K
DOG
315
ProShares Short Dow30
DOG
$112M
$212K 0.07%
+1,834
New +$211K
IJJ icon
316
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$212K 0.07%
3,920
-224
-5% -$12K
AXP icon
317
American Express
AXP
$224B
$211K 0.07%
2,800
+50
+2% +$3.76K
HAL icon
318
Halliburton
HAL
$26.1B
$210K 0.07%
4,352
+451
+12% +$21.1K
IWF icon
319
iShares Russell 1000 Growth ETF
IWF
$117B
$210K 0.07%
10,724
+8
+0.1% +$153
FMC icon
320
FMC
FMC
$1.25B
$209K 0.07%
+3,355
New +$193K
IMCG icon
321
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$208K 0.07%
9,390
+60
+0.6% +$1.29K
NUGT icon
322
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$840M
$207K 0.07%
+103
New +$280K
KFN
323
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$207K 0.07%
20,050
+4,700
+31% +$49.2K
JSN
324
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$205K 0.07%
16,983
-22,279
-57% -$275K
TXN icon
325
Texas Instruments
TXN
$248B
$204K 0.07%
5,051
– –
11 12
13
14 15

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.