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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGS icon
276
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$241K 0.08%
5,171
-1,525
-23% -$70.5K
MDYG icon
277
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.77B
$241K 0.08%
+6,990
New +$236K
RWJ icon
278
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.08B
$241K 0.08%
14,820
+1,560
+12% +$24.5K
HSA
279
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$241K 0.08%
37,911
-36,720
-49% -$222K
O icon
280
Realty Income
O
$61.1B
$240K 0.08%
6,243
-2,484
-28% -$101K
IBB icon
281
iShares Biotechnology ETF
IBB
$9.47B
$238K 0.08%
3,405
+42
+1% +$2.75K
IYJ icon
282
iShares US Industrials ETF
IYJ
$1.96B
$238K 0.08%
5,254
-158
-3% -$6.97K
ACI
283
DELISTED
ARCH COAL, INC.
ACI
$238K 0.08%
5,779
+1
+0% +$43
VBK icon
284
Vanguard Small-Cap Growth ETF
VBK
$22.8B
$237K 0.08%
2,074
+150
+8% +$16.6K
XLY icon
285
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$237K 0.08%
7,828
+576
+8% +$17.1K
FXI icon
286
iShares China Large-Cap ETF
FXI
$4.33B
$236K 0.08%
6,369
-1,726
-21% -$61.3K
SVVC
287
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$236K 0.08%
9,645
-5,370
-36% -$119K
WMB icon
288
Williams Companies
WMB
$85.8B
$230K 0.08%
6,331
+461
+8% +$16.2K
IYY icon
289
iShares Dow Jones US ETF
IYY
$2.91B
$229K 0.08%
5,372
-2,462
-31% -$104K
RIG icon
290
Transocean
RIG
$5.5B
$229K 0.08%
5,150
-1,303
-20% -$61.6K
WFM
291
DELISTED
Whole Foods Market Inc
WFM
$229K 0.08%
3,913
+190
+5% +$10.5K
MU icon
292
Micron Technology
MU
$883B
$228K 0.08%
13,040
+8,408
+182% +$122K
NRO
293
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$228K 0.08%
52,853
-53,334
-50% -$235K
AWF
294
AllianceBernstein Global High Income Fund
AWF
$867M
$227K 0.08%
15,120
+2,965
+24% +$42.8K
BWA icon
295
BorgWarner
BWA
$12.8B
$227K 0.08%
+5,089
New +$214K
MDU icon
296
MDU Resources
MDU
$4.18B
$227K 0.08%
21,302
– –
MMM icon
297
3M
MMM
$92.5B
$227K 0.08%
2,269
+359
+19% +$34.9K
WIW
298
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$226K 0.08%
19,458
-20,828
-52% -$243K
PBR icon
299
Petrobras
PBR
$120B
$225K 0.08%
+14,554
New +$207K
TGNA
300
DELISTED
TEGNA Inc
TGNA
$225K 0.08%
16,032
+669
+4% +$8.95K
10 11
12
13 14

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.