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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
251
DELISTED
Frontier Communications Corp.
FTR
$317K 0.1%
3,709
+84
+2% +$6.14K
BGY icon
252
BlackRock Enhanced International Dividend Trust
BGY
$509M
$315K 0.1%
39,055
+223
+0.6% +$1.81K
DFS
253
DELISTED
Discover Financial Services
DFS
$314K 0.09%
+5,403
New +$303K
ILCB icon
254
iShares Morningstar US Equity ETF
ILCB
$1.24B
$314K 0.09%
+11,332
New +$304K
BSJF
255
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$310K 0.09%
11,454
-403
-3% -$10.9K
KYN icon
256
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$307K 0.09%
8,370
+5,569
+199% +$207K
FEIC
257
DELISTED
FEI COMPANY
FEIC
$307K 0.09%
+2,981
New +$293K
FXU icon
258
First Trust Utilities AlphaDEX Fund
FXU
$826M
$305K 0.09%
13,700
+200
+1% +$4.19K
BOE icon
259
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$304K 0.09%
20,779
-806
-4% -$11.9K
BPL
260
DELISTED
Buckeye Partners, L.P.
BPL
$304K 0.09%
4,045
+495
+14% +$35.9K
AOD
261
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$303K 0.09%
+36,125
New +$301K
CSX icon
262
CSX Corp
CSX
$94B
$303K 0.09%
31,332
+4,236
+16% +$39.3K
MOS icon
263
The Mosaic Company
MOS
$7.19B
$301K 0.09%
6,027
-1,013
-14% -$48.3K
IVW icon
264
iShares S&P 500 Growth ETF
IVW
$70.5B
$298K 0.09%
11,932
-48
-0.4% -$1.19K
RCAP
265
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$298K 0.09%
7,664
-9,843
-56% -$238K
MHN
266
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$297K 0.09%
+22,263
New +$290K
PYZ icon
267
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
$295K 0.09%
5,590
+860
+18% +$43.9K
IGSB icon
268
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$294K 0.09%
5,582
-70
-1% -$3.69K
BAP icon
269
Credicorp
BAP
$30.5B
$292K 0.09%
2,197
-10
-0.5% -$1.25K
MS icon
270
Morgan Stanley
MS
$319B
$291K 0.09%
9,338
+477
+5% +$14.7K
SRE icon
271
Sempra
SRE
$58.1B
$291K 0.09%
6,020
+178
+3% +$8.28K
VTR icon
272
Ventas
VTR
$47.5B
$291K 0.09%
4,209
+395
+10% +$27.5K
EMN icon
273
Eastman Chemical
EMN
$7.69B
$290K 0.09%
3,360
– –
MGA icon
274
Magna International
MGA
$18.8B
$290K 0.09%
+6,024
New +$268K
ADP icon
275
Automatic Data Processing
ADP
$109B
$289K 0.09%
4,259
-214
-5% -$14.6K
9 10
11
12 13

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BCIM
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PCP
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.