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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$410M
AUM Growth
-$4.27B
Cap. Flow
-$2.24B
Cap. Flow %
-545.06%
Top 10 Hldgs %
16.63%
Holding
3,897
New
32
Increased
193
Reduced
331
Closed
3,298

Top Buys

Rank Stock Value
1
SPYB
SPDR S&P 500 Buyback ETF
SPYB
+$1.19M
2
META icon
Meta Platforms (Facebook)
META
+$1.15M
3
DBO icon
Invesco DB Oil Fund
DBO
+$1.1M
4
AGZ icon
iShares Agency Bond ETF
AGZ
+$892K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$888K

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$7.46M
2
BAX icon
Baxter International
BAX
+$7.45M
3
CMG icon
Chipotle Mexican Grill
CMG
+$7.17M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.05M
5
COR icon
Cencora
COR
+$6.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.95%
2 Healthcare 9.55%
3 Technology 8.52%
4 Financials 7.5%
5 Energy 6.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMND
2501
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-100
Closed -$3K
SIRO
2502
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-1,065
Closed -$93K
IGC.WS
2503
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
– –
-225
Closed –
ALU
2504
DELISTED
Alcatel-Lucent
ALU
– –
-3,184
Closed -$11K
TSYS
2505
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-880
Closed -$3K
PCL
2506
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-3,349
Closed -$143K
ZINC
2507
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-2,000
Closed -$32K
CTCT
2508
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-500
Closed -$18K
SWI
2509
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-87
Closed -$4K
PBY
2510
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-137
Closed -$1K
BRCM
2511
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-2,299
Closed -$100K
SYA
2512
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-18
Closed –
PCP
2513
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-205
Closed -$49K
OVTI
2514
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-49
Closed -$1K
DYAX
2515
DELISTED
DYAX CORPORATION
DYAX
– –
-81
Closed -$1K
NES
2516
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-800
Closed -$4K
GTU
2517
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
– –
-750
Closed -$30K
TC
2518
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-400
Closed -$1K
PVA
2519
DELISTED
PENN VIRGINIA CORP
PVA
– –
-4,500
Closed -$30K
RBY
2520
DELISTED
RUBICON MENERALS CORP (F)
RBY
– –
-29,000
Closed -$155K
WHZ
2521
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
– –
-1,010
Closed -$6K
DOM
2522
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
– –
-250
Closed -$1K
PLTM
2523
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
– –
-500
Closed -$5K
SFY
2524
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-1,000
Closed -$4K
KCLI
2525
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
– –
-34
Closed -$2K
99 100
101
102 103

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B. Riley Wealth Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Advisors held 3,897 positions worth $410M, down 91% from $4.68B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors withdrew a net $2.24B in Q1 2015, closing 3,298 positions and reducing 331 holdings. Its most notable exit was Target, an estimated $7.46M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 40% of assets, down from 55% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in SPDR S&P 500 Buyback ETF worth $1.19M.

  • B. Riley Wealth Advisors's largest Q1 2015 buy was SPDR S&P 500 Buyback ETF: 23,200 shares worth $1.19M.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q1 2015, an estimated $1.15M increase.
  • B. Riley Wealth Advisors's biggest Q1 2015 reduction was Chipotle Mexican Grill, cutting an estimated $7.17M.
  • B. Riley Wealth Advisors fully exited Target in Q1 2015, selling an estimated $7.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $410M portfolio in Q1 2015.
  • B. Riley Wealth Advisors opened 32 new positions and closed 3,298 in Q1 2015.
  • B. Riley Wealth Advisors's portfolio value fell 91% quarter-over-quarter to $410M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.