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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COR icon
226
Cencora
COR
$62B
$511K 0.1%
6,528
-781
-11% -$60.9K
XLNX
227
DELISTED
Xilinx Inc
XLNX
$511K 0.1%
8,470
-2,401
-22% -$129K
XLU icon
228
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$501K 0.1%
20,630
-8,464
-29% -$202K
XEL icon
229
Xcel Energy
XEL
$49.2B
$499K 0.1%
12,236
-3,976
-25% -$159K
ITM icon
230
VanEck Intermediate Muni ETF
ITM
$2.14B
$496K 0.1%
10,663
-195
-2% -$9.23K
FXN icon
231
First Trust Energy AlphaDEX Fund
FXN
$379M
$494K 0.1%
+29,884
New +$469K
SO icon
232
Southern Company
SO
$108B
$492K 0.1%
9,990
+571
+6% +$28.1K
PNC icon
233
PNC Financial Services
PNC
$99.1B
$489K 0.1%
4,167
-611
-13% -$63.5K
HIG icon
234
Hartford Financial Services
HIG
$39.9B
$484K 0.1%
10,127
+1,036
+11% +$47.5K
QCOM icon
235
Qualcomm
QCOM
$164B
$483K 0.1%
7,380
-355
-5% -$23.8K
WM icon
236
Waste Management
WM
$95B
$480K 0.1%
6,757
-482
-7% -$32.2K
JBLU icon
237
JetBlue
JBLU
$2.13B
$478K 0.1%
21,320
-3,094
-13% -$61.1K
GM icon
238
General Motors
GM
$80.9B
$477K 0.1%
13,668
-293
-2% -$9.85K
AIG icon
239
American International
AIG
$42.5B
$473K 0.1%
7,234
+204
+3% +$12.8K
VGT icon
240
Vanguard Information Technology ETF
VGT
$133B
$473K 0.1%
31,072
-18,040
-37% -$272K
IYW icon
241
iShares US Technology ETF
IYW
$22.6B
$472K 0.1%
15,668
+240
+2% +$7.16K
FTR
242
DELISTED
Frontier Communications Corp.
FTR
$472K 0.1%
9,294
+1,265
+16% +$69.3K
TSLA icon
243
Tesla
TSLA
$1.18T
$468K 0.1%
32,820
-1,935
-6% -$25.4K
CL icon
244
Colgate-Palmolive
CL
$74.8B
$466K 0.09%
7,119
+993
+16% +$68.1K
TRVN
245
DELISTED
Trevena, Inc.
TRVN
$462K 0.09%
+126
New +$450K
FRC
246
DELISTED
First Republic Bank
FRC
$455K 0.09%
4,924
+2,306
+88% +$188K
AFL icon
247
Aflac
AFL
$65.5B
$454K 0.09%
12,992
-484
-4% -$17K
ALXN
248
DELISTED
Alexion Pharmaceuticals
ALXN
$451K 0.09%
3,680
-390
-10% -$47.7K
TPL icon
249
Texas Pacific Land
TPL
$26.9B
$446K 0.09%
13,500
– –
AVY icon
250
Avery Dennison
AVY
$12.8B
$445K 0.09%
6,315
+568
+10% +$41.3K
8 9
10
11 12

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BCIM
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.