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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
226
Vanguard Information Technology ETF
VGT
$134B
$295K 0.1%
29,288
– –
EFA icon
227
iShares MSCI EAFE ETF
EFA
$76.4B
$293K 0.1%
4,599
-1,157
-20% -$70.9K
VTR icon
228
Ventas
VTR
$47.2B
$293K 0.1%
4,167
-1,155
-22% -$85.7K
CRF
229
Cornerstone Total Return Fund
CRF
$1.14B
$292K 0.1%
11,144
– –
MS icon
230
Morgan Stanley
MS
$325B
$292K 0.1%
10,819
+4,741
+78% +$127K
SEVN
231
Seven Hills Realty Trust
SEVN
$176M
$292K 0.1%
17,593
-14,588
-45% -$261K
BCV
232
Bancroft Fund
BCV
$132M
$290K 0.1%
16,173
-16,338
-50% -$290K
IJR icon
233
iShares Core S&P Small-Cap ETF
IJR
$109B
$290K 0.1%
5,818
-4,690
-45% -$227K
QCOM icon
234
Qualcomm
QCOM
$169B
$290K 0.1%
4,301
+1,970
+85% +$129K
PAA icon
235
Plains All American Pipeline
PAA
$17.5B
$289K 0.1%
5,490
-705
-11% -$37.6K
EVT icon
236
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
$286K 0.1%
15,903
-4,099
-20% -$75K
BOE icon
237
BlackRock Enhanced Global Dividend Trust
BOE
$661M
$285K 0.1%
20,391
-15,824
-44% -$219K
RY icon
238
Royal Bank of Canada
RY
$290B
$283K 0.1%
4,412
-987
-18% -$61.3K
PCL
239
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$283K 0.1%
6,043
-41
-0.7% -$1.92K
DNY
240
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$281K 0.1%
14,744
-18,121
-55% -$351K
AA icon
241
Alcoa
AA
$11.3B
$280K 0.1%
14,347
+21
+0.1% +$406
BGS icon
242
B&G Foods
BGS
$304M
$275K 0.09%
7,954
-935
-11% -$32.5K
WPZ
243
DELISTED
Williams Partners L.P.
WPZ
$275K 0.09%
6,048
– –
BAP icon
244
Credicorp
BAP
$30.5B
$274K 0.09%
2,217
+9
+0.4% +$1.07K
UNXL
245
DELISTED
Uni-Pixel, Inc.
UNXL
$272K 0.09%
+15,375
New +$245K
RECV
246
DELISTED
RECOVERY ENERGY, INC. NEW COMMON STOCK
RECV
$271K 0.09%
130,276
+21,182
+19% +$37.4K
IEF icon
247
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$269K 0.09%
2,636
-2,522
-49% -$255K
IVW icon
248
iShares S&P 500 Growth ETF
IVW
$71.2B
$268K 0.09%
11,984
-13,284
-53% -$293K
CBI
249
DELISTED
Chicago Bridge & Iron Nv
CBI
$265K 0.09%
3,917
+15
+0.4% +$926
SRE icon
250
Sempra
SRE
$58.7B
$264K 0.09%
6,162
+80
+1% +$3.4K
8 9
10
11 12

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.