BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+5.79%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$10.9M
Cap. Flow %
-3.73%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$6.31M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.67M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
$1.9M
4
STPP
iPath US Treasury Steepener ETN
STPP
$1.43M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$1.25M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
$4.14M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$4.07M
4
UWM icon
ProShares Ultra Russell2000
UWM
$939K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$878K

Sector Composition

1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGT icon
226
Vanguard Information Technology ETF
VGT
$99.9B
$295K 0.1%
3,661
– –
EFA icon
227
iShares MSCI EAFE ETF
EFA
$66.2B
$293K 0.1%
4,599
-1,157
-20% -$73.7K
VTR icon
228
Ventas
VTR
$30.9B
$293K 0.1%
4,167
-1,155
-22% -$81.2K
CRF
229
Cornerstone Total Return Fund
CRF
$1.22B
$292K 0.1%
11,144
– –
MS icon
230
Morgan Stanley
MS
$236B
$292K 0.1%
10,819
+4,741
+78% +$128K
SEVN
231
Seven Hills Realty Trust
SEVN
$163M
$292K 0.1%
17,593
-14,588
-45% -$242K
BCV
232
Bancroft Fund
BCV
$122M
$290K 0.1%
16,173
-16,338
-50% -$293K
IJR icon
233
iShares Core S&P Small-Cap ETF
IJR
$86B
$290K 0.1%
5,818
-4,690
-45% -$234K
QCOM icon
234
Qualcomm
QCOM
$172B
$290K 0.1%
4,301
+1,970
+85% +$133K
PAA icon
235
Plains All American Pipeline
PAA
$12.1B
$289K 0.1%
5,490
-705
-11% -$37.1K
EVT icon
236
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$1.86B
$286K 0.1%
15,903
-4,099
-20% -$73.7K
BOE icon
237
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$285K 0.1%
20,391
-15,824
-44% -$221K
RY icon
238
Royal Bank of Canada
RY
$204B
$283K 0.1%
4,412
-987
-18% -$63.3K
PCL
239
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$283K 0.1%
6,043
-41
-0.7% -$1.92K
DNY
240
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$281K 0.1%
14,744
-18,121
-55% -$345K
AA icon
241
Alcoa
AA
$8.24B
$280K 0.1%
14,347
+21
+0.1% +$410
BGS icon
242
B&G Foods
BGS
$374M
$275K 0.09%
7,954
-935
-11% -$32.3K
WPZ
243
DELISTED
Williams Partners L.P.
WPZ
$275K 0.09%
6,048
– –
BAP icon
244
Credicorp
BAP
$20.7B
$274K 0.09%
2,217
+9
+0.4% +$1.11K
UNXL
245
DELISTED
Uni-Pixel, Inc.
UNXL
$272K 0.09%
+15,375
New +$272K
RECV
246
DELISTED
RECOVERY ENERGY, INC. NEW COMMON STOCK
RECV
$271K 0.09%
130,276
+21,182
+19% +$44.1K
IEF icon
247
iShares 7-10 Year Treasury Bond ETF
IEF
$35.9B
$269K 0.09%
2,636
-2,522
-49% -$257K
IVW icon
248
iShares S&P 500 Growth ETF
IVW
$63.7B
$268K 0.09%
11,984
-13,284
-53% -$297K
CBI
249
DELISTED
Chicago Bridge & Iron Nv
CBI
$265K 0.09%
3,917
+15
+0.4% +$1.02K
SRE icon
250
Sempra
SRE
$52.9B
$264K 0.09%
6,162
+80
+1% +$3.43K
8 9
10
11 12