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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-10.77%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$125M
AUM Growth
-$26.6M
Cap. Flow
-$10.4M
Cap. Flow %
-8.38%
Top 10 Hldgs %
32.75%
Holding
151
New
4
Increased
24
Reduced
51
Closed
22

Top Buys

Rank Stock Value
1
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$1.24M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.15M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.12M
4
AMZN icon
Amazon
AMZN
+$595K
5
JPM icon
JPMorgan Chase
JPM
+$425K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$3.89M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$1.21M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.05M
5
AET
Aetna Inc
AET
+$964K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 7.24%
3 Healthcare 7.13%
4 Industrials 4.65%
5 Consumer Staples 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$11.7M 9.38%
46,789
-4,452
-9% -$1.2M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$4.88M 3.91%
53,367
-1,746
-3% -$173K
IWM icon
3
iShares Russell 2000 ETF
IWM
$79.1B
$4.41M 3.54%
32,956
-3,710
-10% -$554K
FPE icon
4
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.79M 3.04%
211,183
-960
-0.5% -$17.8K
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$3.48M 2.79%
76,378
-3,920
-5% -$186K
MSFT icon
6
Microsoft
MSFT
$2.9T
$2.7M 2.17%
26,608
-525
-2% -$56.2K
BSCK
7
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.62M 2.1%
124,279
-392
-0.3% -$8.24K
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.9B
$2.55M 2.05%
34,253
-30
-0.1% -$2.36K
BSCL
9
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.39M 1.92%
115,346
+60,091
+109% +$1.24M
IEFA icon
10
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.31M 1.85%
41,928
-3,635
-8% -$213K
HYS icon
11
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$2.14M 1.72%
22,520
-1,650
-7% -$162K
SCHF icon
12
Schwab International Equity ETF
SCHF
$64.9B
$2M 1.6%
140,836
+22,446
+19% +$343K
SCHX icon
13
Schwab US Large- Cap ETF
SCHX
$70.3B
$1.97M 1.58%
197,592
+104,298
+112% +$1.12M
JPM icon
14
JPMorgan Chase
JPM
$916B
$1.93M 1.55%
19,730
+3,992
+25% +$425K
PYPL icon
15
PayPal
PYPL
$49.9B
$1.76M 1.41%
20,930
– –
JNJ icon
16
Johnson & Johnson
JNJ
$640B
$1.74M 1.4%
13,476
– –
VO icon
17
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$1.71M 1.37%
49,448
-4,704
-9% -$177K
DGRW icon
18
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$1.6M 1.29%
41,859
-6,402
-13% -$265K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$858B
$1.51M 1.21%
6,013
– –
AMZN icon
20
Amazon
AMZN
$2.44T
$1.51M 1.21%
20,120
+7,160
+55% +$595K
IWD icon
21
iShares Russell 1000 Value ETF
IWD
$81.4B
$1.49M 1.2%
13,442
-2,086
-13% -$250K
CSX icon
22
CSX Corp
CSX
$94B
$1.4M 1.12%
67,665
– –
AMGN icon
23
Amgen
AMGN
$209B
$1.4M 1.12%
7,180
– –
INTC icon
24
Intel
INTC
$413B
$1.37M 1.1%
29,161
– –
DES icon
25
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.33M 1.07%
54,394
– –
1
2 3 4 5

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BOCH
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Aspen Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Aspen Investment Management held 151 positions worth $125M, down 18% from $151M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Aspen Investment Management withdrew a net $10.4M in Q4 2018, closing 22 positions and reducing 51 holdings. Its most notable exit was Invesco BulletShares 2019 High Yield Corporate Bond ETF, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Aspen Investment Management opened a new position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF worth $1.14M.

  • Aspen Investment Management's largest Q4 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 37,653 shares worth $1.14M.
  • Aspen Investment Management added most to Invesco BulletShares 2021 Corporate Bond ETF in Q4 2018, an estimated $1.24M increase.
  • Aspen Investment Management's biggest Q4 2018 reduction was Invesco BulletShares 2019 Corporate Bond ETF, cutting an estimated $3.89M.
  • Aspen Investment Management fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $1.21M.
  • Aspen Investment Management's ten largest holdings make up 33% of its $125M portfolio in Q4 2018.
  • Aspen Investment Management opened 4 new positions and closed 22 in Q4 2018.
  • Aspen Investment Management's portfolio value fell 18% quarter-over-quarter to $125M.

Based on Aspen Investment Management's 13F filing for Q4 2018, filed 15 Feb 2019.