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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$150M
AUM Growth
+$8.76M
Cap. Flow
+$3.79M
Cap. Flow %
2.53%
Top 10 Hldgs %
31.76%
Holding
127
New
16
Increased
48
Reduced
51
Closed
1

Top Buys

Rank Stock Value
1
IOC
Interoil Corporation
IOC
+$1.77M
2
CA
CA, Inc.
CA
+$598K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$592K
4
GNC
GNC Holdings, Inc.
GNC
+$569K
5
MDRX
Veradigm Inc. Common Stock
MDRX
+$521K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.47M
2
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$814K
3
ITW icon
Illinois Tool Works
ITW
+$315K
4
ICE icon
Intercontinental Exchange
ICE
+$286K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$269K

Sector Composition

Rank Sector Weight
1 Energy 14.45%
2 Financials 9.08%
3 Industrials 8.78%
4 Technology 7.31%
5 Healthcare 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$13M 8.69%
252,988
+25,640
+11% +$1.77M
SDY icon
2
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$6.41M 4.28%
88,311
+580
+0.7% +$41.7K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$4.24M 2.83%
22,946
+271
+1% +$48K
HYS icon
4
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$4.14M 2.76%
38,916
+1,505
+4% +$160K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.96B
$3.9M 2.6%
156,905
+10,184
+7% +$253K
IJR icon
6
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.82M 2.55%
70,058
-47,200
-40% -$2.47M
WM icon
7
Waste Management
WM
$95B
$3.44M 2.29%
76,578
+175
+0.2% +$7.64K
FTA icon
8
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$3.08M 2.05%
76,625
+1,080
+1% +$41.9K
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.82M 1.88%
76,467
+120
+0.2% +$4.53K
GE icon
10
GE Aerospace
GE
$364B
$2.74M 1.83%
20,428
+98
+0.5% +$12.3K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$2.65M 1.76%
64,281
+7,938
+14% +$327K
IWM icon
12
iShares Russell 2000 ETF
IWM
$79.1B
$2.63M 1.75%
22,808
+565
+3% +$62.4K
XOM icon
13
ExxonMobil
XOM
$650B
$2.58M 1.72%
25,477
-570
-2% -$52.7K
IEFA icon
14
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.56M 1.71%
42,143
+6,363
+18% +$376K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$76.4B
$2.35M 1.57%
35,098
-2,058
-6% -$134K
DES icon
16
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$2.29M 1.53%
101,352
+3,474
+4% +$75.7K
CVX icon
17
Chevron
CVX
$382B
$2.21M 1.47%
17,664
+35
+0.2% +$4.23K
DD
18
DELISTED
Du Pont De Nemours E I
DD
$2.03M 1.35%
32,834
-73
-0.2% -$4.22K
MSFT icon
19
Microsoft
MSFT
$2.9T
$1.99M 1.33%
53,276
+130
+0.2% +$4.72K
JNJ icon
20
Johnson & Johnson
JNJ
$640B
$1.98M 1.32%
21,573
+70
+0.3% +$6.45K
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$39.9B
$1.74M 1.16%
27,018
-779
-3% -$52.1K
PFE icon
22
Pfizer
PFE
$143B
$1.74M 1.16%
59,994
+338
+0.6% +$9.84K
WMT icon
23
Walmart Inc
WMT
$909B
$1.74M 1.16%
66,150
-885
-1% -$22.9K
IDV icon
24
iShares International Select Dividend ETF
IDV
$8.31B
$1.71M 1.14%
45,178
+3,090
+7% +$115K
AMGN icon
25
Amgen
AMGN
$209B
$1.7M 1.13%
14,905
-1,475
-9% -$168K
1
2 3 4 5

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AWA
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BOCH
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KP
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GIP
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TCM
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Aspen Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Aspen Investment Management held 127 positions worth $150M, up 6.2% from $141M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Aspen Investment Management's Q4 2013 filing shows 16 new, 48 increased, 51 reduced and 1 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 3,326 shares worth $617K. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $2.47M.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

  • Aspen Investment Management's largest Q4 2013 buy was iShares Core S&P 500 ETF: 3,326 shares worth $617K.
  • Aspen Investment Management added most to Interoil Corporation in Q4 2013, an estimated $1.77M increase.
  • Aspen Investment Management's biggest Q4 2013 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $2.47M.
  • Aspen Investment Management fully exited TYCO INTL PLC COM SHS (IRL) in Q4 2013, selling an estimated $814K.
  • Aspen Investment Management's ten largest holdings make up 32% of its $150M portfolio in Q4 2013.
  • Aspen Investment Management opened 16 new positions and closed 1 in Q4 2013.
  • Aspen Investment Management's portfolio value rose 6.2% quarter-over-quarter to $150M.

Based on Aspen Investment Management's 13F filing for Q4 2013, filed 27 Jan 2014.