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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$126M
AUM Growth
+$4.6M
Cap. Flow
-$266K
Cap. Flow %
-0.21%
Top 10 Hldgs %
45.09%
Holding
128
New
2
Increased
23
Reduced
49
Closed
4

Top Buys

Rank Stock Value
1
CDK
CDK Global, Inc.
CDK
+$550K
2
JCI icon
Johnson Controls International
JCI
+$520K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$287K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$128K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$95.9K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$461K
2
SRCL
Stericycle Inc
SRCL
+$257K
3
WBA
Walgreens Boots Alliance
WBA
+$215K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$214K
5
TRV icon
Travelers Companies
TRV
+$206K

Sector Composition

Rank Sector Weight
1 Energy 16.22%
2 Industrials 8.72%
3 Financials 6.75%
4 Healthcare 6.31%
5 Technology 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$16.7M 13.2%
327,069
– –
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$12M 9.5%
55,380
-988
-2% -$214K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$6.33M 5.02%
113,740
+2
+0% +$111
WM icon
4
Waste Management
WM
$96.1B
$4.66M 3.69%
73,056
-200
-0.3% -$13.1K
HYS icon
5
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$4.04M 3.21%
40,643
+175
+0.4% +$17.2K
RSP icon
6
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$3.28M 2.6%
39,241
+1,533
+4% +$128K
IWM icon
7
iShares Russell 2000 ETF
IWM
$80.4B
$2.72M 2.15%
21,878
-93
-0.4% -$11.3K
FPE icon
8
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$2.71M 2.14%
138,343
+2,700
+2% +$52.7K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$40B
$2.56M 2.03%
29,508
-423
-1% -$37.7K
VO icon
10
Vanguard Mid-Cap ETF
VO
$107B
$1.95M 1.55%
60,256
-840
-1% -$26.9K
MSFT icon
11
Microsoft
MSFT
$2.92T
$1.85M 1.46%
32,070
-200
-0.6% -$11.3K
GE icon
12
GE Aerospace
GE
$377B
$1.83M 1.45%
12,902
– –
DES icon
13
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.77M 1.41%
70,800
+516
+0.7% +$12.8K
JNJ icon
14
Johnson & Johnson
JNJ
$643B
$1.67M 1.33%
14,158
-100
-0.7% -$12.1K
IGSB icon
15
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.64M 1.3%
31,038
+5,420
+21% +$287K
BKLN icon
16
Invesco Senior Loan ETF
BKLN
$6.97B
$1.62M 1.28%
69,755
-2,300
-3% -$53.3K
SDY icon
17
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$1.58M 1.25%
18,682
+1,125
+6% +$95.9K
IEFA icon
18
iShares Core MSCI EAFE ETF
IEFA
$187B
$1.53M 1.21%
27,715
-2,517
-8% -$136K
XOM icon
19
ExxonMobil
XOM
$634B
$1.39M 1.1%
15,912
-280
-2% -$24.8K
DON icon
20
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$1.33M 1.05%
43,788
-450
-1% -$13.7K
EFA icon
21
iShares MSCI EAFE ETF
EFA
$76.8B
$1.29M 1.03%
21,894
– –
IVV icon
22
iShares Core S&P 500 ETF
IVV
$871B
$1.28M 1.01%
5,876
– –
AMGN icon
23
Amgen
AMGN
$212B
$1.2M 0.95%
7,175
+310
+5% +$52.4K
PEP icon
24
PepsiCo
PEP
$195B
$1.14M 0.91%
10,514
-120
-1% -$12.9K
INTC icon
25
Intel
INTC
$435B
$1.11M 0.88%
29,293
-60
-0.2% -$2.13K
1
2 3 4 5

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AWA
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BOCH
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KP
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GIP
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TCM
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Aspen Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Aspen Investment Management held 128 positions worth $126M, up 3.8% from $122M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. Aspen Investment Management opened 2 new positions and exited 4, leaving the 128-position portfolio largely intact.

By sector, the portfolio is most concentrated in Energy at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Financials.

  • Aspen Investment Management's largest Q3 2016 buy was CDK Global, Inc.: 9,553 shares worth $548K.
  • Aspen Investment Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $287K increase.
  • Aspen Investment Management's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $214K.
  • Aspen Investment Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $461K.
  • Aspen Investment Management's ten largest holdings make up 45% of its $126M portfolio in Q3 2016.
  • Aspen Investment Management opened 2 new positions and closed 4 in Q3 2016.
  • Aspen Investment Management's portfolio value rose 3.8% quarter-over-quarter to $126M.

Based on Aspen Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.