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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$120M
AUM Growth
-$44.2M
Cap. Flow
-$40.7M
Cap. Flow %
-34.02%
Top 10 Hldgs %
41.84%
Holding
138
New
4
Increased
16
Reduced
75
Closed
21

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$285K
2
GLD icon
SPDR Gold Trust
GLD
+$247K
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$218K
4
UNP icon
Union Pacific
UNP
+$207K
5
ENDO
Endocare, Inc. NEW Common Stock
ENDO
+$205K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.93M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
3
WMB icon
Williams Companies
WMB
+$1.21M
4
DD
Du Pont De Nemours E I
DD
+$924K
5
MRK icon
Merck
MRK
+$872K

Sector Composition

Rank Sector Weight
1 Energy 15.78%
2 Industrials 7.61%
3 Technology 6.59%
4 Healthcare 6.31%
5 Financials 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$13.7M 11.47%
252,698
-760
-0.3% -$44.3K
SDY icon
2
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$6.17M 5.16%
82,317
-10
-0% -$759
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$5.75M 4.81%
105,154
-2,450
-2% -$135K
HYS icon
4
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$4.62M 3.87%
44,579
+1,520
+4% +$160K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.97B
$3.92M 3.28%
161,538
+3,155
+2% +$77.8K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.88M 3.24%
19,668
+892
+5% +$176K
WM icon
7
Waste Management
WM
$97.2B
$3.5M 2.93%
73,660
-1,780
-2% -$81.5K
FTA icon
8
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$3.06M 2.56%
72,048
-380
-0.5% -$16.5K
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.02M 2.53%
76,385
-105
-0.1% -$4.16K
IWM icon
10
iShares Russell 2000 ETF
IWM
$79.4B
$2.4M 2%
21,906
+2,490
+13% +$285K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$2.25M 1.89%
54,038
-13,935
-21% -$619K
VNQ icon
12
Vanguard Real Estate ETF
VNQ
$39.9B
$2.15M 1.8%
29,905
+280
+0.9% +$21.1K
EFA icon
13
iShares MSCI EAFE ETF
EFA
$76.4B
$2.09M 1.75%
32,574
-274
-0.8% -$18.3K
MSFT icon
14
Microsoft
MSFT
$2.93T
$1.64M 1.37%
35,343
-18,510
-34% -$826K
VO icon
15
Vanguard Mid-Cap ETF
VO
$107B
$1.6M 1.34%
54,656
+540
+1% +$16K
GE icon
16
GE Aerospace
GE
$369B
$1.57M 1.31%
12,761
-5,998
-32% -$747K
XOM icon
17
ExxonMobil
XOM
$658B
$1.52M 1.27%
16,202
-8,070
-33% -$804K
FVD icon
18
First Trust Value Line Dividend Fund
FVD
$8.48B
$1.51M 1.26%
67,112
+2,790
+4% +$63.4K
JNJ icon
19
Johnson & Johnson
JNJ
$645B
$1.5M 1.25%
14,050
-7,740
-36% -$803K
IDV icon
20
iShares International Select Dividend ETF
IDV
$8.3B
$1.45M 1.22%
40,598
-6,770
-14% -$260K
DES icon
21
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$1.39M 1.16%
64,143
-33,660
-34% -$765K
AMGN icon
22
Amgen
AMGN
$213B
$1.28M 1.07%
9,148
-5,860
-39% -$765K
CVX icon
23
Chevron
CVX
$384B
$1.25M 1.05%
10,488
-6,256
-37% -$798K
EMLP icon
24
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$1.17M 0.98%
43,039
+1,741
+4% +$47.4K
DD
25
DELISTED
Du Pont De Nemours E I
DD
$1.16M 0.97%
17,060
-14,668
-46% -$924K
1
2 3 4 5

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Aspen Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Aspen Investment Management held 138 positions worth $120M, down 27% from $164M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aspen Investment Management withdrew a net $40.7M in Q3 2014, closing 21 positions and reducing 75 holdings. Its most notable exit was iShares Core S&P Small-Cap ETF, an estimated $3.93M position sold in full.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Aspen Investment Management opened a new position in SPDR Gold Trust worth $232K.

  • Aspen Investment Management's largest Q3 2014 buy was SPDR Gold Trust: 2,000 shares worth $232K.
  • Aspen Investment Management added most to iShares Russell 2000 ETF in Q3 2014, an estimated $285K increase.
  • Aspen Investment Management's biggest Q3 2014 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.74M.
  • Aspen Investment Management fully exited iShares Core S&P Small-Cap ETF in Q3 2014, selling an estimated $3.93M.
  • Aspen Investment Management's ten largest holdings make up 42% of its $120M portfolio in Q3 2014.
  • Aspen Investment Management opened 4 new positions and closed 21 in Q3 2014.
  • Aspen Investment Management's portfolio value fell 27% quarter-over-quarter to $120M.

Based on Aspen Investment Management's 13F filing for Q3 2014, filed 20 Oct 2014.