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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$101M
AUM Growth
-$1.89M
Cap. Flow
-$5.05M
Cap. Flow %
-5.02%
Top 10 Hldgs %
37.1%
Holding
120
New
3
Increased
22
Reduced
37
Closed
3

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.43M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$782K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$291K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$275K

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$3.41M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.1M
3
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$717K
4
WMT icon
Walmart Inc
WMT
+$572K
5
TCF
TCF Financial Corporation Common Stock
TCF
+$518K

Sector Composition

Rank Sector Weight
1 Energy 12.65%
2 Healthcare 8.04%
3 Financials 7.24%
4 Technology 7.02%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$9.65M 9.59%
307,127
-7,650
-2% -$281K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$5.64M 5.61%
105,130
-4,540
-4% -$246K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$4.73M 4.71%
23,218
+1,437
+7% +$295K
HYS icon
4
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3.56M 3.54%
38,910
-1,909
-5% -$180K
FTA icon
5
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$2.58M 2.57%
67,222
-1,650
-2% -$65.3K
IWM icon
6
iShares Russell 2000 ETF
IWM
$79.1B
$2.48M 2.47%
22,048
-230
-1% -$26.5K
FPE icon
7
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.43M 2.42%
128,334
+75,345
+142% +$1.43M
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$39.9B
$2.41M 2.39%
30,191
+300
+1% +$23.7K
GE icon
9
GE Aerospace
GE
$364B
$1.94M 1.93%
12,985
– –
FV icon
10
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$1.89M 1.88%
80,380
+11,897
+17% +$275K
VO icon
11
Vanguard Mid-Cap ETF
VO
$106B
$1.88M 1.86%
62,444
-80
-0.1% -$2.44K
MSFT icon
12
Microsoft
MSFT
$2.9T
$1.87M 1.86%
33,660
+257
+0.8% +$13.5K
IEFA icon
13
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.85M 1.84%
33,953
+1,035
+3% +$57.4K
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.96B
$1.64M 1.63%
73,255
-4,445
-6% -$101K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$76.4B
$1.5M 1.49%
25,524
-140
-0.5% -$8.43K
JNJ icon
16
Johnson & Johnson
JNJ
$640B
$1.44M 1.44%
14,058
– –
IGSB icon
17
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.32M 1.31%
25,218
+1,800
+8% +$94.5K
DES icon
18
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.31M 1.31%
60,696
+90
+0.1% +$1.99K
AMGN icon
19
Amgen
AMGN
$209B
$1.24M 1.23%
7,630
– –
XOM icon
20
ExxonMobil
XOM
$650B
$1.17M 1.16%
14,942
– –
HD icon
21
Home Depot
HD
$337B
$1.11M 1.1%
8,363
-75
-0.9% -$9.54K
DON icon
22
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$1.09M 1.09%
40,779
+300
+0.7% +$8.16K
PEP icon
23
PepsiCo
PEP
$196B
$1.05M 1.05%
10,534
– –
INTC icon
24
Intel
INTC
$413B
$1.01M 1.01%
29,353
-155
-0.5% -$5.24K
PFE icon
25
Pfizer
PFE
$143B
$994K 0.99%
32,463
-211
-0.6% -$6.64K
1
2 3 4 5

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AWA
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BOCH
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KP
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GIP
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TCM
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Aspen Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Aspen Investment Management held 120 positions worth $101M, down 1.8% from $102M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Aspen Investment Management withdrew a net $5.05M in Q4 2015, closing 3 positions and reducing 37 holdings. Its most notable exit was TCF Financial Corporation Common Stock, an estimated $518K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Aspen Investment Management opened a new position in First Trust Financials AlphaDEX Fund worth $769K.

  • Aspen Investment Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 33,165 shares worth $769K.
  • Aspen Investment Management added most to First Trust Preferred Securities and Income ETF in Q4 2015, an estimated $1.43M increase.
  • Aspen Investment Management's biggest Q4 2015 reduction was Waste Management, cutting an estimated $3.41M.
  • Aspen Investment Management fully exited TCF Financial Corporation Common Stock in Q4 2015, selling an estimated $518K.
  • Aspen Investment Management's ten largest holdings make up 37% of its $101M portfolio in Q4 2015.
  • Aspen Investment Management opened 3 new positions and closed 3 in Q4 2015.
  • Aspen Investment Management's portfolio value fell 1.8% quarter-over-quarter to $101M.

Based on Aspen Investment Management's 13F filing for Q4 2015, filed 11 Feb 2016.