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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-10.1%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$102M
AUM Growth
-$16.6M
Cap. Flow
-$1.45M
Cap. Flow %
-1.41%
Top 10 Hldgs %
39.21%
Holding
129
New
7
Increased
16
Reduced
78
Closed
12

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$845K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$497K
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$463K
4
IHDG icon
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
+$414K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$409K

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$317K
2
VO icon
Vanguard Mid-Cap ETF
VO
+$304K
3
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$285K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$272K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$260K

Sector Composition

Rank Sector Weight
1 Energy 13.49%
2 Industrials 8.12%
3 Financials 7.36%
4 Healthcare 7.22%
5 Technology 6.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$10.7M 10.4%
314,777
-778
-0.2% -$31.5K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$5.96M 5.81%
109,670
+3,002
+3% +$163K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$4.17M 4.07%
21,781
+2,452
+13% +$497K
HYS icon
4
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3.86M 3.77%
40,819
-2,775
-6% -$272K
WM icon
5
Waste Management
WM
$95B
$3.66M 3.57%
73,331
– –
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.76M 2.69%
71,423
-2,590
-3% -$101K
FTA icon
7
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$2.6M 2.54%
68,872
-3,690
-5% -$149K
IWM icon
8
iShares Russell 2000 ETF
IWM
$79.1B
$2.43M 2.37%
22,278
-738
-3% -$87.5K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.9B
$2.26M 2.2%
29,891
-686
-2% -$52.7K
VO icon
10
Vanguard Mid-Cap ETF
VO
$106B
$1.82M 1.78%
62,524
-9,760
-14% -$304K
BKLN icon
11
Invesco Senior Loan ETF
BKLN
$6.96B
$1.79M 1.75%
77,700
-1,200
-2% -$28.2K
IEFA icon
12
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.74M 1.7%
32,918
-2,894
-8% -$164K
GE icon
13
GE Aerospace
GE
$364B
$1.57M 1.53%
12,985
-9
-0.1% -$1.1K
FV icon
14
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$1.5M 1.47%
68,483
+35,051
+105% +$845K
MSFT icon
15
Microsoft
MSFT
$2.9T
$1.48M 1.44%
33,403
-1,089
-3% -$48.9K
EFA icon
16
iShares MSCI EAFE ETF
EFA
$76.4B
$1.47M 1.44%
25,664
+210
+0.8% +$13K
JNJ icon
17
Johnson & Johnson
JNJ
$640B
$1.31M 1.28%
14,058
-54
-0.4% -$5.22K
DES icon
18
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.27M 1.24%
60,606
-2,025
-3% -$45.2K
IGSB icon
19
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.23M 1.2%
23,418
-722
-3% -$37.9K
XOM icon
20
ExxonMobil
XOM
$650B
$1.11M 1.08%
14,942
-1,005
-6% -$77.4K
AMGN icon
21
Amgen
AMGN
$209B
$1.05M 1.03%
7,630
-180
-2% -$28.4K
DON icon
22
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$1.05M 1.02%
40,479
+6,435
+19% +$174K
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.01M 0.98%
30,444
-1,045
-3% -$38K
FPE icon
24
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$994K 0.97%
52,989
+24,399
+85% +$463K
PEP icon
25
PepsiCo
PEP
$196B
$993K 0.97%
10,534
-223
-2% -$21.2K
1
2 3 4 5

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Aspen Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Aspen Investment Management held 129 positions worth $102M, down 14% from $119M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Aspen Investment Management's Q3 2015 filing shows 7 new, 16 increased, 78 reduced and 12 closed positions. Its largest new stake was WisdomTree International Hedged Quality Dividend Growth Fund: 15,822 shares worth $394K. The largest sale was KRAFT FOODS GROUP INC COM STK (VA), an estimated $317K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 20% a quarter earlier, followed by Industrials and Financials.

  • Aspen Investment Management's largest Q3 2015 buy was WisdomTree International Hedged Quality Dividend Growth Fund: 15,822 shares worth $394K.
  • Aspen Investment Management added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2015, an estimated $845K increase.
  • Aspen Investment Management's biggest Q3 2015 reduction was Vanguard Mid-Cap ETF, cutting an estimated $304K.
  • Aspen Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $317K.
  • Aspen Investment Management's ten largest holdings make up 39% of its $102M portfolio in Q3 2015.
  • Aspen Investment Management opened 7 new positions and closed 12 in Q3 2015.
  • Aspen Investment Management's portfolio value fell 14% quarter-over-quarter to $102M.

Based on Aspen Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.