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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$141M
AUM Growth
-$5.88M
Cap. Flow
-$10.8M
Cap. Flow %
-7.63%
Top 10 Hldgs %
35.89%
Holding
114
New
6
Increased
15
Reduced
41
Closed
3

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$742K
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$485K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$251K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$225K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$10.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.65M
3
MSI icon
Motorola Solutions
MSI
+$1.11M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$731K
5
IOC
Interoil Corporation
IOC
+$429K

Sector Composition

Rank Sector Weight
1 Energy 17.22%
2 Industrials 8.46%
3 Financials 8.12%
4 Technology 7.64%
5 Healthcare 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1
DELISTED
Interoil Corporation
IOC
$16.2M 11.48%
227,348
-5,740
-2% -$429K
SDY icon
2
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$6.05M 4.28%
87,731
-960
-1% -$66.3K
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.85M 4.14%
117,258
+376
+0.3% +$18.2K
HYS icon
4
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3.92M 2.78%
37,411
+840
+2% +$87.7K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$3.81M 2.7%
22,675
+1,083
+5% +$182K
BKLN icon
6
Invesco Senior Loan ETF
BKLN
$6.96B
$3.62M 2.56%
146,721
+3,525
+2% +$87.4K
WM icon
7
Waste Management
WM
$95.5B
$3.15M 2.23%
76,403
-40
-0.1% -$1.67K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.9M 2.05%
76,347
-8,890
-10% -$340K
FTA icon
9
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$2.77M 1.96%
75,545
+20,275
+37% +$742K
EFA icon
10
iShares MSCI EAFE ETF
EFA
$76.6B
$2.37M 1.68%
37,156
-27,000
-42% -$1.65M
IWM icon
11
iShares Russell 2000 ETF
IWM
$79.5B
$2.37M 1.68%
22,243
+50
+0.2% +$5.17K
GE icon
12
GE Aerospace
GE
$368B
$2.33M 1.65%
20,330
– –
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$2.26M 1.6%
56,343
+50
+0.1% +$1.98K
XOM icon
14
ExxonMobil
XOM
$652B
$2.24M 1.59%
26,047
-232
-0.9% -$20.9K
CVX icon
15
Chevron
CVX
$383B
$2.14M 1.52%
17,629
– –
IEFA icon
16
iShares Core MSCI EAFE ETF
IEFA
$187B
$2.06M 1.46%
35,780
+31,540
+744% +$1.74M
DES icon
17
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$2.04M 1.45%
97,878
+120
+0.1% +$2.47K
JNJ icon
18
Johnson & Johnson
JNJ
$644B
$1.86M 1.32%
21,503
-30
-0.1% -$2.69K
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$39.9B
$1.84M 1.3%
27,797
-549
-2% -$37.3K
AMGN icon
20
Amgen
AMGN
$210B
$1.83M 1.3%
16,380
-90
-0.5% -$9.76K
DD
21
DELISTED
Du Pont De Nemours E I
DD
$1.83M 1.3%
32,907
-132
-0.4% -$7.21K
MSFT icon
22
Microsoft
MSFT
$2.94T
$1.77M 1.25%
53,146
-80
-0.2% -$2.63K
IBM icon
23
IBM
IBM
$214B
$1.69M 1.2%
9,564
-313
-3% -$56.9K
WMT icon
24
Walmart Inc
WMT
$908B
$1.65M 1.17%
67,035
– –
PFE icon
25
Pfizer
PFE
$144B
$1.63M 1.15%
59,656
-148
-0.2% -$4.03K
1
2 3 4 5

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AWA
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BOCH
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Aspen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aspen Investment Management held 114 positions worth $141M, down 4% from $147M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Aspen Investment Management withdrew a net $10.8M in Q3 2013, closing 3 positions and reducing 41 holdings. Its most notable exit was Motorola Solutions, an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Financials.

Against the trend, Aspen Investment Management opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $252K.

  • Aspen Investment Management's largest Q3 2013 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 4,780 shares worth $252K.
  • Aspen Investment Management added most to iShares Core MSCI EAFE ETF in Q3 2013, an estimated $1.74M increase.
  • Aspen Investment Management's biggest Q3 2013 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $10.6M.
  • Aspen Investment Management fully exited Motorola Solutions in Q3 2013, selling an estimated $1.11M.
  • Aspen Investment Management's ten largest holdings make up 36% of its $141M portfolio in Q3 2013.
  • Aspen Investment Management opened 6 new positions and closed 3 in Q3 2013.
  • Aspen Investment Management's portfolio value fell 4% quarter-over-quarter to $141M.

Based on Aspen Investment Management's 13F filing for Q3 2013, filed 30 Oct 2013.