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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$141M
AUM Growth
+$6.01M
Cap. Flow
-$367K
Cap. Flow %
-0.26%
Top 10 Hldgs %
32.86%
Holding
144
New
6
Increased
31
Reduced
38
Closed
4

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.2M
2
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$583K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$578K
4
BSJL
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
+$416K
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$383K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$1.71M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.66M
3
XOM icon
ExxonMobil
XOM
+$1.01M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$419K
5
BC icon
Brunswick
BC
+$333K

Sector Composition

Rank Sector Weight
1 Financials 10.08%
2 Technology 6.78%
3 Healthcare 6.35%
4 Industrials 5.83%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
101
RTX Corp
RTX
$301B
$390K 0.28%
4,862
– –
ABT icon
102
Abbott
ABT
$187B
$385K 0.27%
6,745
– –
AXP icon
103
American Express
AXP
$230B
$380K 0.27%
3,825
– –
UNH icon
104
UnitedHealth
UNH
$370B
$370K 0.26%
1,680
– –
SCHM icon
105
Schwab US Mid-Cap ETF
SCHM
$15.1B
$367K 0.26%
20,655
-720
-3% -$12.4K
FXI icon
106
iShares China Large-Cap ETF
FXI
$4.31B
$363K 0.26%
7,852
– –
IWR icon
107
iShares Russell Mid-Cap ETF
IWR
$57.4B
$358K 0.25%
6,884
– –
EMLP icon
108
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$355K 0.25%
14,470
– –
COP icon
109
ConocoPhillips
COP
$141B
$352K 0.25%
6,415
– –
MRO
110
DELISTED
Marathon Oil Corporation
MRO
$340K 0.24%
20,105
– –
KHC icon
111
Kraft Heinz
KHC
$30B
$337K 0.24%
4,334
– –
VIG icon
112
Vanguard Dividend Appreciation ETF
VIG
$114B
$337K 0.24%
3,300
– –
BSCM
113
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$337K 0.24%
+15,901
New +$339K
YUMC icon
114
Yum China
YUMC
$16.3B
$325K 0.23%
8,127
– –
NEAR icon
115
iShares Short Maturity Bond ETF
NEAR
$4.85B
$316K 0.22%
6,300
– –
TT icon
116
Trane Technologies
TT
$106B
$314K 0.22%
3,525
– –
TMO icon
117
Thermo Fisher Scientific
TMO
$220B
$304K 0.22%
1,600
– –
MDRX
118
DELISTED
Veradigm Inc. Common Stock
MDRX
$302K 0.21%
20,735
+1,000
+5% +$13.9K
CB icon
119
Chubb
CB
$135B
$275K 0.2%
1,884
– –
SCHB icon
120
Schwab US Broad Market ETF
SCHB
$44.9B
$274K 0.19%
25,500
+5,496
+27% +$57.6K
UMPQ
121
DELISTED
Umpqua Holdings Corp
UMPQ
$263K 0.19%
12,650
– –
GLD icon
122
SPDR Gold Trust
GLD
$141B
$257K 0.18%
2,080
– –
BNY
123
Bank of New York Mellon
BNY
$107B
$245K 0.17%
4,554
– –
GSG icon
124
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$244K 0.17%
15,000
– –
XLF icon
125
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$244K 0.17%
8,741
+600
+7% +$16.1K
2 3 4
5
6

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BOCH
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KP
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GIP
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DPCM
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TCM
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PAA
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Aspen Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Aspen Investment Management held 144 positions worth $141M, up 4.5% from $135M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Aspen Investment Management's Q4 2017 filing shows 6 new, 31 increased, 38 reduced and 4 closed positions. Its largest new stake was Invesco BulletShares 2021 Corporate Bond ETF: 27,423 shares worth $579K. The largest sale was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $1.71M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Aspen Investment Management's largest Q4 2017 buy was Invesco BulletShares 2021 Corporate Bond ETF: 27,423 shares worth $579K.
  • Aspen Investment Management added most to First Trust Senior Loan Fund ETF in Q4 2017, an estimated $1.2M increase.
  • Aspen Investment Management's biggest Q4 2017 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $1.71M.
  • Aspen Investment Management fully exited Invesco Senior Loan ETF in Q4 2017, selling an estimated $1.66M.
  • Aspen Investment Management's ten largest holdings make up 33% of its $141M portfolio in Q4 2017.
  • Aspen Investment Management opened 6 new positions and closed 4 in Q4 2017.
  • Aspen Investment Management's portfolio value rose 4.5% quarter-over-quarter to $141M.

Based on Aspen Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.