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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$133M
AUM Growth
+$6.63M
Cap. Flow
+$4.8M
Cap. Flow %
3.62%
Top 10 Hldgs %
43.71%
Holding
133
New
9
Increased
22
Reduced
34
Closed
3

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.41M
2
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
+$1.36M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$884K
4
IBB icon
iShares Biotechnology ETF
IBB
+$583K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$520K

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.58M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$353K
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$245K
4
YUM icon
Yum! Brands
YUM
+$238K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$109K

Sector Composition

Rank Sector Weight
1 Energy 14.8%
2 Industrials 8.92%
3 Financials 7.84%
4 Healthcare 5.76%
5 Technology 5.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
101
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$307K 0.23%
14,241
+1,913
+16% +$42.8K
SMTC icon
102
Semtech
SMTC
$12.2B
$304K 0.23%
9,645
– –
BC icon
103
Brunswick
BC
$5.21B
$293K 0.22%
5,370
– –
EMLP icon
104
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$291K 0.22%
11,520
+300
+3% +$7.41K
SCHM icon
105
Schwab US Mid-Cap ETF
SCHM
$15B
$290K 0.22%
19,278
+909
+5% +$13.3K
AXP icon
106
American Express
AXP
$229B
$283K 0.21%
3,825
– –
TMO icon
107
Thermo Fisher Scientific
TMO
$222B
$282K 0.21%
2,000
– –
VIG icon
108
Vanguard Dividend Appreciation ETF
VIG
$114B
$281K 0.21%
3,300
– –
FXI icon
109
iShares China Large-Cap ETF
FXI
$4.35B
$275K 0.21%
7,922
-2,950
-27% -$109K
UNH icon
110
UnitedHealth
UNH
$371B
$269K 0.2%
1,680
– –
HAL icon
111
Halliburton
HAL
$28B
$261K 0.2%
4,830
– –
DTE icon
112
DTE Energy
DTE
$28.5B
$255K 0.19%
3,041
– –
YUMC icon
113
Yum China
YUMC
$16.5B
$253K 0.19%
+9,682
New +$263K
CB icon
114
Chubb
CB
$134B
$249K 0.19%
1,884
– –
SCHF icon
115
Schwab International Equity ETF
SCHF
$68.3B
$247K 0.19%
+17,824
New +$250K
DD icon
116
DuPont de Nemours
DD
$19.1B
$239K 0.18%
1,648
– –
GSG icon
117
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$235K 0.18%
15,000
– –
GLD icon
118
SPDR Gold Trust
GLD
$143B
$228K 0.17%
2,080
-20
-1% -$2.32K
UMPQ
119
DELISTED
Umpqua Holdings Corp
UMPQ
$223K 0.17%
11,900
– –
SCHZ icon
120
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$219K 0.17%
8,500
-200
-2% -$5.23K
GILD icon
121
Gilead Sciences
GILD
$165B
$218K 0.16%
3,050
– –
BP icon
122
BP
BP
$110B
$217K 0.16%
6,789
-480
-7% -$14.4K
BNY
123
Bank of New York Mellon
BNY
$108B
$212K 0.16%
+4,479
New +$202K
TRV icon
124
Travelers Companies
TRV
$78.3B
$212K 0.16%
+1,733
New +$198K
WBA
125
DELISTED
Walgreens Boots Alliance
WBA
$202K 0.15%
+2,435
New +$201K
2 3 4
5
6

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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Aspen Investment Management held 133 positions worth $133M, up 5.3% from $126M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Aspen Investment Management deployed $4.8M of net new capital in Q4 2016, opening 9 new positions and adding to 22 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.

By sector, the portfolio is most concentrated in Energy at 15% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $245K trimmed.

  • Aspen Investment Management's largest Q4 2016 buy was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.
  • Aspen Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q4 2016, an estimated $884K increase.
  • Aspen Investment Management's biggest Q4 2016 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $245K.
  • Aspen Investment Management fully exited State Street SPDR S&P Dividend ETF in Q4 2016, selling an estimated $1.58M.
  • Aspen Investment Management's ten largest holdings make up 44% of its $133M portfolio in Q4 2016.
  • Aspen Investment Management opened 9 new positions and closed 3 in Q4 2016.
  • Aspen Investment Management's portfolio value rose 5.3% quarter-over-quarter to $133M.

Based on Aspen Investment Management's 13F filing for Q4 2016, filed 27 Feb 2017.