We are live on ! Find out more
AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$126M
AUM Growth
+$4.6M
Cap. Flow
-$266K
Cap. Flow %
-0.21%
Top 10 Hldgs %
45.09%
Holding
128
New
2
Increased
23
Reduced
49
Closed
4

Top Buys

Rank Stock Value
1
CDK
CDK Global, Inc.
CDK
+$550K
2
JCI icon
Johnson Controls International
JCI
+$520K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$287K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$128K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$95.9K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$461K
2
SRCL
Stericycle Inc
SRCL
+$257K
3
WBA
Walgreens Boots Alliance
WBA
+$215K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$214K
5
TRV icon
Travelers Companies
TRV
+$206K

Sector Composition

Rank Sector Weight
1 Energy 16.22%
2 Industrials 8.72%
3 Financials 6.75%
4 Healthcare 6.31%
5 Technology 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
101
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$284K 0.23%
12,328
+500
+4% +$11.3K
VIG icon
102
Vanguard Dividend Appreciation ETF
VIG
$114B
$277K 0.22%
3,300
– –
IWR icon
103
iShares Russell Mid-Cap ETF
IWR
$57.5B
$269K 0.21%
6,164
+1,204
+24% +$52.2K
SMTC icon
104
Semtech
SMTC
$12.2B
$267K 0.21%
9,645
– –
SCHM icon
105
Schwab US Mid-Cap ETF
SCHM
$15B
$266K 0.21%
18,369
– –
GLD icon
106
SPDR Gold Trust
GLD
$143B
$264K 0.21%
2,100
– –
BC icon
107
Brunswick
BC
$5.21B
$262K 0.21%
5,370
– –
SCHX icon
108
Schwab US Large- Cap ETF
SCHX
$74.6B
$255K 0.2%
29,682
+540
+2% +$4.63K
AXP icon
109
American Express
AXP
$229B
$245K 0.19%
3,825
– –
DTE icon
110
DTE Energy
DTE
$28.5B
$242K 0.19%
3,041
– –
GILD icon
111
Gilead Sciences
GILD
$165B
$241K 0.19%
3,050
– –
CB icon
112
Chubb
CB
$134B
$237K 0.19%
1,884
– –
UNH icon
113
UnitedHealth
UNH
$371B
$235K 0.19%
1,680
– –
SCHZ icon
114
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$233K 0.18%
8,700
-400
-4% -$10.7K
F icon
115
Ford
F
$55.8B
$224K 0.18%
18,532
+500
+3% +$6.31K
GSG icon
116
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$222K 0.18%
15,000
– –
HAL icon
117
Halliburton
HAL
$28B
$217K 0.17%
4,830
-100
-2% -$4.37K
DD icon
118
DuPont de Nemours
DD
$19.1B
$216K 0.17%
1,648
– –
BP icon
119
BP
BP
$110B
$215K 0.17%
7,269
– –
UMPQ
120
DELISTED
Umpqua Holdings Corp
UMPQ
$179K 0.14%
11,900
– –
HBAN icon
121
Huntington Bancshares
HBAN
$35.6B
$112K 0.09%
11,409
+1
+0% +$10
MCBC
122
DELISTED
Macatawa Bank Corp
MCBC
$81K 0.06%
10,095
– –
ZNGA
123
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$29K 0.02%
10,000
– –
RXII
124
DELISTED
GALENA BIOPHARMA INC COM
RXII
$5K ﹤0.01%
15,000
– –
TRV icon
125
Travelers Companies
TRV
$78.3B
– –
-1,733
Closed -$206K
2 3 4
5
6

Similar funds

SAAM
Solus Alternative Asset Management Summit, New Jersey $372M AUM 45.33% 1-Year Est. Return
PC
Promethos Capital Boston, Massachusetts $372M AUM 23.19% 1-Year Est. Return
BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
Gavilan Investment Partners Burlingame, California $372M AUM 6.04% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PC
Prevatt Capital Nassau, Bahamas $371M AUM 9.39% 1-Year Est. Return

Aspen Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Aspen Investment Management held 128 positions worth $126M, up 3.8% from $122M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. Aspen Investment Management opened 2 new positions and exited 4, leaving the 128-position portfolio largely intact.

By sector, the portfolio is most concentrated in Energy at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Financials.

  • Aspen Investment Management's largest Q3 2016 buy was CDK Global, Inc.: 9,553 shares worth $548K.
  • Aspen Investment Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $287K increase.
  • Aspen Investment Management's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $214K.
  • Aspen Investment Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $461K.
  • Aspen Investment Management's ten largest holdings make up 45% of its $126M portfolio in Q3 2016.
  • Aspen Investment Management opened 2 new positions and closed 4 in Q3 2016.
  • Aspen Investment Management's portfolio value rose 3.8% quarter-over-quarter to $126M.

Based on Aspen Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.