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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$101M
AUM Growth
-$1.89M
Cap. Flow
-$5.05M
Cap. Flow %
-5.02%
Top 10 Hldgs %
37.1%
Holding
120
New
3
Increased
22
Reduced
37
Closed
3

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.43M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$782K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$291K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$275K

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$3.41M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.1M
3
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$717K
4
WMT icon
Walmart Inc
WMT
+$572K
5
TCF
TCF Financial Corporation Common Stock
TCF
+$518K

Sector Composition

Rank Sector Weight
1 Energy 12.65%
2 Healthcare 8.04%
3 Financials 7.24%
4 Technology 7.02%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
101
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$261K 0.26%
6,307
+866
+16% +$36.3K
SCHX icon
102
Schwab US Large- Cap ETF
SCHX
$74.6B
$258K 0.26%
31,902
-600
-2% -$4.89K
KHC icon
103
Kraft Heinz
KHC
$29.6B
$257K 0.26%
3,535
-148
-4% -$10.9K
VIG icon
104
Vanguard Dividend Appreciation ETF
VIG
$114B
$257K 0.26%
3,300
– –
CAT icon
105
Caterpillar
CAT
$385B
$253K 0.25%
3,724
– –
SCHM icon
106
Schwab US Mid-Cap ETF
SCHM
$15B
$253K 0.25%
18,909
+450
+2% +$6.11K
ABT icon
107
Abbott
ABT
$188B
$244K 0.24%
5,440
– –
SCHZ icon
108
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$241K 0.24%
9,340
– –
TRV icon
109
Travelers Companies
TRV
$78.3B
$241K 0.24%
2,133
– –
EMLP icon
110
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$239K 0.24%
11,820
-32,936
-74% -$717K
DD icon
111
DuPont de Nemours
DD
$19.1B
$224K 0.22%
+1,720
New +$221K
UNH icon
112
UnitedHealth
UNH
$371B
$218K 0.22%
1,850
– –
SCHF icon
113
Schwab International Equity ETF
SCHF
$68.3B
$208K 0.21%
15,078
+346
+2% +$4.96K
BP icon
114
BP
BP
$110B
$207K 0.21%
7,868
-356
-4% -$10.1K
GLD icon
115
SPDR Gold Trust
GLD
$143B
$203K 0.2%
2,000
– –
SCHE icon
116
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$201K 0.2%
+10,278
New +$215K
MRO
117
DELISTED
Marathon Oil Corporation
MRO
$162K 0.16%
12,905
-700
-5% -$11.8K
DTE icon
118
DTE Energy
DTE
$28.5B
– –
-3,041
Closed -$208K
SMTC icon
119
Semtech
SMTC
$12.2B
– –
-12,645
Closed -$191K
TCF
120
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-16,018
Closed -$518K
1 2 3 4
5

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SAAM
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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Aspen Investment Management held 120 positions worth $101M, down 1.8% from $102M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Aspen Investment Management withdrew a net $5.05M in Q4 2015, closing 3 positions and reducing 37 holdings. Its most notable exit was TCF Financial Corporation Common Stock, an estimated $518K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Aspen Investment Management opened a new position in First Trust Financials AlphaDEX Fund worth $769K.

  • Aspen Investment Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 33,165 shares worth $769K.
  • Aspen Investment Management added most to First Trust Preferred Securities and Income ETF in Q4 2015, an estimated $1.43M increase.
  • Aspen Investment Management's biggest Q4 2015 reduction was Waste Management, cutting an estimated $3.41M.
  • Aspen Investment Management fully exited TCF Financial Corporation Common Stock in Q4 2015, selling an estimated $518K.
  • Aspen Investment Management's ten largest holdings make up 37% of its $101M portfolio in Q4 2015.
  • Aspen Investment Management opened 3 new positions and closed 3 in Q4 2015.
  • Aspen Investment Management's portfolio value fell 1.8% quarter-over-quarter to $101M.

Based on Aspen Investment Management's 13F filing for Q4 2015, filed 11 Feb 2016.