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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-10.1%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$102M
AUM Growth
-$16.6M
Cap. Flow
-$1.45M
Cap. Flow %
-1.41%
Top 10 Hldgs %
39.21%
Holding
129
New
7
Increased
16
Reduced
78
Closed
12

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$845K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$497K
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$463K
4
IHDG icon
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
+$414K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$409K

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$317K
2
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$304K
3
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$285K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$272K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$260K

Sector Composition

Rank Sector Weight
1 Energy 13.49%
2 Industrials 8.12%
3 Financials 7.36%
4 Healthcare 7.22%
5 Technology 6.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
101
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$244K 0.24%
+6,549
New +$267K
CAT icon
102
Caterpillar
CAT
$385B
$243K 0.24%
3,724
+10
+0.3% +$765
SCHZ icon
103
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$243K 0.24%
9,340
-2,080
-18% -$53.9K
VIG icon
104
Vanguard Dividend Appreciation ETF
VIG
$114B
$243K 0.24%
3,300
– –
SCHM icon
105
Schwab US Mid-Cap ETF
SCHM
$15B
$239K 0.23%
18,459
-759
-4% -$10.5K
TXN icon
106
Texas Instruments
TXN
$256B
$239K 0.23%
4,831
-220
-4% -$10.7K
MDRX
107
DELISTED
Veradigm Inc. Common Stock
MDRX
$224K 0.22%
18,035
-700
-4% -$9.63K
ABT icon
108
Abbott
ABT
$188B
$219K 0.21%
5,440
-363
-6% -$17.1K
PDP icon
109
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$219K 0.21%
+5,441
New +$232K
UNH icon
110
UnitedHealth
UNH
$371B
$215K 0.21%
1,850
-210
-10% -$25.1K
GLD icon
111
SPDR Gold Trust
GLD
$143B
$214K 0.21%
2,000
– –
TRV icon
112
Travelers Companies
TRV
$78.3B
$212K 0.21%
2,133
-125
-6% -$12.8K
BP icon
113
BP
BP
$110B
$211K 0.21%
8,224
-773
-9% -$22.7K
MRO
114
DELISTED
Marathon Oil Corporation
MRO
$210K 0.2%
13,605
-1,000
-7% -$19K
DTE icon
115
DTE Energy
DTE
$28.5B
$208K 0.2%
+3,041
New +$203K
SCHF icon
116
Schwab International Equity ETF
SCHF
$68.3B
$202K 0.2%
14,732
+714
+5% +$10.5K
SMTC icon
117
Semtech
SMTC
$12.2B
$191K 0.19%
12,645
– –
DD icon
118
DuPont de Nemours
DD
$19.1B
– –
-1,722
Closed -$223K
DE icon
119
Deere & Co
DE
$164B
– –
-2,384
Closed -$231K
EAT icon
120
Brinker International
EAT
$9.76B
– –
-3,509
Closed -$202K
EEM icon
121
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-5,690
Closed -$225K
HAL icon
122
Halliburton
HAL
$28B
– –
-5,440
Closed -$234K
IWF icon
123
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-10,508
Closed -$260K
IWR icon
124
iShares Russell Mid-Cap ETF
IWR
$57.5B
– –
-4,960
Closed -$211K
SCHE icon
125
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-11,586
Closed -$285K
2 3 4
5
6

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SAAM
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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Aspen Investment Management held 129 positions worth $102M, down 14% from $119M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Aspen Investment Management's Q3 2015 filing shows 7 new, 16 increased, 78 reduced and 12 closed positions. Its largest new stake was WisdomTree International Hedged Quality Dividend Growth Fund: 15,822 shares worth $394K. The largest sale was KRAFT FOODS GROUP INC COM STK (VA), an estimated $317K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 20% a quarter earlier, followed by Industrials and Financials.

  • Aspen Investment Management's largest Q3 2015 buy was WisdomTree International Hedged Quality Dividend Growth Fund: 15,822 shares worth $394K.
  • Aspen Investment Management added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2015, an estimated $845K increase.
  • Aspen Investment Management's biggest Q3 2015 reduction was Vanguard Morningstar Mid-Cap ETF, cutting an estimated $304K.
  • Aspen Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $317K.
  • Aspen Investment Management's ten largest holdings make up 39% of its $102M portfolio in Q3 2015.
  • Aspen Investment Management opened 7 new positions and closed 12 in Q3 2015.
  • Aspen Investment Management's portfolio value fell 14% quarter-over-quarter to $102M.

Based on Aspen Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.