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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$120M
AUM Growth
-$44.2M
Cap. Flow
-$40.7M
Cap. Flow %
-34.02%
Top 10 Hldgs %
41.84%
Holding
138
New
4
Increased
16
Reduced
75
Closed
21

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$285K
2
GLD icon
SPDR Gold Trust
GLD
+$247K
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$218K
4
UNP icon
Union Pacific
UNP
+$207K
5
ENDO
Endocare, Inc. NEW Common Stock
ENDO
+$205K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.93M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
3
WMB icon
Williams Companies
WMB
+$1.21M
4
DD
Du Pont De Nemours E I
DD
+$924K
5
MRK icon
Merck
MRK
+$872K

Sector Composition

Rank Sector Weight
1 Energy 15.78%
2 Industrials 7.61%
3 Technology 6.59%
4 Healthcare 6.31%
5 Financials 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
101
Vanguard Dividend Appreciation ETF
VIG
$114B
$246K 0.21%
3,200
– –
TMO icon
102
Thermo Fisher Scientific
TMO
$220B
$243K 0.2%
2,000
– –
MMM icon
103
3M
MMM
$93.7B
$241K 0.2%
2,033
– –
KRFT
104
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$240K 0.2%
4,249
– –
ABT icon
105
Abbott
ABT
$188B
$236K 0.2%
5,683
– –
GLD icon
106
SPDR Gold Trust
GLD
$142B
$232K 0.19%
+2,000
New +$247K
TXN icon
107
Texas Instruments
TXN
$257B
$230K 0.19%
4,831
-4,915
-50% -$236K
UNP icon
108
Union Pacific
UNP
$174B
$217K 0.18%
+2,000
New +$207K
DD icon
109
DuPont de Nemours
DD
$19.2B
$216K 0.18%
1,628
-596
-27% -$79.5K
OEF icon
110
iShares S&P 100 ETF
OEF
$20.5B
$212K 0.18%
2,400
– –
TRV icon
111
Travelers Companies
TRV
$78.9B
$212K 0.18%
2,258
– –
FICO icon
112
Fair Isaac
FICO
$22.9B
$211K 0.18%
3,835
– –
SCHA icon
113
Schwab U.S Small- Cap ETF
SCHA
$23B
$210K 0.18%
+16,348
New +$218K
NAV
114
DELISTED
Navistar International
NAV
$205K 0.17%
6,230
-9,400
-60% -$348K
ENDO
115
DELISTED
Endocare, Inc. NEW Common Stock
ENDO
$205K 0.17%
+3,000
New +$205K
IWF icon
116
iShares Russell 1000 Growth ETF
IWF
$128B
$204K 0.17%
8,908
-900
-9% -$20.6K
BLK icon
117
Blackrock
BLK
$175B
– –
-830
Closed -$265K
BOH icon
118
Bank of Hawaii
BOH
$3.1B
– –
-3,800
Closed -$223K
DE icon
119
Deere & Co
DE
$166B
– –
-2,545
Closed -$230K
DTE icon
120
DTE Energy
DTE
$28.6B
– –
-3,041
Closed -$202K
FHI icon
121
Federated Hermes
FHI
$4.75B
– –
-7,500
Closed -$232K
GOOG icon
122
Alphabet (Google) Class C
GOOG
$4.31T
– –
-23,224
Closed -$672K
IJR icon
123
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-70,058
Closed -$3.93M
IVZ icon
124
Invesco
IVZ
$14.1B
– –
-8,860
Closed -$334K
IWR icon
125
iShares Russell Mid-Cap ETF
IWR
$57.5B
– –
-4,960
Closed -$202K
2 3 4
5
6

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SAAM
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PC
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BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
Gavilan Investment Partners Burlingame, California $372M AUM 6.04% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return

Aspen Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Aspen Investment Management held 138 positions worth $120M, down 27% from $164M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aspen Investment Management withdrew a net $40.7M in Q3 2014, closing 21 positions and reducing 75 holdings. Its most notable exit was iShares Core S&P Small-Cap ETF, an estimated $3.93M position sold in full.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Aspen Investment Management opened a new position in SPDR Gold Trust worth $232K.

  • Aspen Investment Management's largest Q3 2014 buy was SPDR Gold Trust: 2,000 shares worth $232K.
  • Aspen Investment Management added most to iShares Russell 2000 ETF in Q3 2014, an estimated $285K increase.
  • Aspen Investment Management's biggest Q3 2014 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.74M.
  • Aspen Investment Management fully exited iShares Core S&P Small-Cap ETF in Q3 2014, selling an estimated $3.93M.
  • Aspen Investment Management's ten largest holdings make up 42% of its $120M portfolio in Q3 2014.
  • Aspen Investment Management opened 4 new positions and closed 21 in Q3 2014.
  • Aspen Investment Management's portfolio value fell 27% quarter-over-quarter to $120M.

Based on Aspen Investment Management's 13F filing for Q3 2014, filed 20 Oct 2014.