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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-0.54%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$189M
AUM Growth
-$2.18M
Cap. Flow
+$11.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
28.79%
Holding
153
New
8
Increased
64
Reduced
47
Closed
15

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.12M
3
WDAY icon
Workday
WDAY
+$748K
4
COST icon
Costco
COST
+$711K
5
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$570K

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$1.92M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.27M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$807K
4
CVX icon
Chevron
CVX
+$661K
5
SBUX icon
Starbucks
SBUX
+$653K

Sector Composition

Rank Sector Weight
1 Technology 12.21%
2 Financials 11.72%
3 Healthcare 7.79%
4 Industrials 5.99%
5 Consumer Staples 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
76
Thermo Fisher Scientific
TMO
$224B
$857K 0.45%
1,500
-100
-6% -$54.9K
XLC icon
77
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$803K 0.42%
10,025
– –
AMAT icon
78
Applied Materials
AMAT
$417B
$790K 0.42%
6,136
– –
GNRC icon
79
Generac Holdings
GNRC
$12.7B
$789K 0.42%
1,931
+4
+0.2% +$1.71K
XLK icon
80
State Street Technology Select Sector SPDR ETF
XLK
$122B
$779K 0.41%
10,430
+10
+0.1% +$772
CAT icon
81
Caterpillar
CAT
$388B
$761K 0.4%
3,962
-1,337
-25% -$278K
WDAY icon
82
Workday
WDAY
$44.8B
$755K 0.4%
+3,022
New +$748K
QQQX icon
83
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$743K 0.39%
26,165
+13,040
+99% +$385K
KO icon
84
Coca-Cola
KO
$372B
$734K 0.39%
13,996
+431
+3% +$24K
ETD icon
85
Ethan Allen Interiors
ETD
$602M
$721K 0.38%
30,426
+720
+2% +$17.8K
ROK icon
86
Rockwell Automation
ROK
$49.6B
$710K 0.38%
2,414
– –
TXN icon
87
Texas Instruments
TXN
$257B
$708K 0.37%
3,681
-20
-0.5% -$3.81K
BMY icon
88
Bristol-Myers Squibb
BMY
$130B
$701K 0.37%
11,855
+2,479
+26% +$163K
XLB icon
89
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$646K 0.34%
16,330
-46,078
-74% -$1.92M
DUK icon
90
Duke Energy
DUK
$96.1B
$608K 0.32%
6,228
+147
+2% +$15.2K
AXP icon
91
American Express
AXP
$230B
$601K 0.32%
3,588
– –
ABBV icon
92
AbbVie
ABBV
$442B
$582K 0.31%
5,395
– –
TROW icon
93
T. Rowe Price
TROW
$24.3B
$581K 0.31%
2,955
+1,217
+70% +$256K
IWB icon
94
iShares Russell 1000 ETF
IWB
$50B
$577K 0.31%
2,387
– –
SCHM icon
95
Schwab US Mid-Cap ETF
SCHM
$15.1B
$561K 0.3%
21,945
+87
+0.4% +$2.27K
C icon
96
Citigroup
C
$228B
$535K 0.28%
7,621
-150
-2% -$10.5K
WFC icon
97
Wells Fargo
WFC
$264B
$494K 0.26%
10,638
+20
+0.2% +$926
EME icon
98
Emcor
EME
$36B
$455K 0.24%
3,942
-11
-0.3% -$1.32K
EMLP icon
99
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$424K 0.22%
17,910
-100
-0.6% -$2.43K
IBB icon
100
iShares Biotechnology ETF
IBB
$9.81B
$422K 0.22%
2,611
+1,158
+80% +$195K
2 3
4
5 6

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GIP
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DPCM
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TCM
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Aspen Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Aspen Investment Management held 153 positions worth $189M, down 1.1% from $191M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Aspen Investment Management's Q3 2021 filing shows 8 new, 64 increased, 47 reduced and 15 closed positions. Its largest new stake was Workday: 3,022 shares worth $755K. The largest sale was State Street Materials Select Sector SPDR ETF, an estimated $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Aspen Investment Management's largest Q3 2021 buy was Workday: 3,022 shares worth $755K.
  • Aspen Investment Management added most to State Street Health Care Select Sector SPDR ETF in Q3 2021, an estimated $1.5M increase.
  • Aspen Investment Management's biggest Q3 2021 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $1.92M.
  • Aspen Investment Management fully exited iShares Russell 2000 Growth ETF in Q3 2021, selling an estimated $1.27M.
  • Aspen Investment Management's ten largest holdings make up 29% of its $189M portfolio in Q3 2021.
  • Aspen Investment Management opened 8 new positions and closed 15 in Q3 2021.
  • Aspen Investment Management's portfolio value fell 1.1% quarter-over-quarter to $189M.

Based on Aspen Investment Management's 13F filing for Q3 2021, filed 6 Dec 2021.