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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$150M
AUM Growth
-$2.21M
Cap. Flow
-$2.96M
Cap. Flow %
-1.98%
Top 10 Hldgs %
32.96%
Holding
136
New
–
Increased
35
Reduced
55
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$320K
2
AMZN icon
Amazon
AMZN
+$117K
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$84.4K
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$68K
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$60.8K

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$474K
2
LMT icon
Lockheed Martin
LMT
+$376K
3
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$359K
4
FITB
Fifth Third Bancorp
FITB
+$357K
5
LYFT icon
Lyft
LYFT
+$248K

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Technology 7.69%
3 Healthcare 6.44%
4 Industrials 4.79%
5 Consumer Staples 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
76
Caterpillar
CAT
$385B
$567K 0.38%
4,485
-239
-5% -$30.4K
ABT icon
77
Abbott
ABT
$188B
$566K 0.38%
6,770
+25
+0.4% +$2.12K
TCF
78
DELISTED
TCF Financial Corporation Common Stock
TCF
$563K 0.38%
14,776
-202
-1% -$8.04K
TXN icon
79
Texas Instruments
TXN
$256B
$541K 0.36%
4,186
-75
-2% -$9.24K
HSBC icon
80
HSBC
HSBC
$354B
$524K 0.35%
13,700
– –
MRK icon
81
Merck
MRK
$323B
$512K 0.34%
6,371
– –
BMY icon
82
Bristol-Myers Squibb
BMY
$132B
$511K 0.34%
10,076
-100
-1% -$4.7K
AXP icon
83
American Express
AXP
$229B
$492K 0.33%
4,163
– –
C icon
84
Citigroup
C
$227B
$484K 0.32%
7,001
+150
+2% +$10.2K
IWB icon
85
iShares Russell 1000 ETF
IWB
$50.2B
$475K 0.32%
2,887
– –
DD icon
86
DuPont de Nemours
DD
$19.1B
$474K 0.32%
5,299
– –
BSCJ
87
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$474K 0.32%
22,500
– –
SCHW
88
Charles Schwab
SCHW
$188B
$472K 0.32%
11,283
-400
-3% -$16.1K
SCHM icon
89
Schwab US Mid-Cap ETF
SCHM
$15B
$469K 0.31%
24,909
-540
-2% -$10.2K
TMO icon
90
Thermo Fisher Scientific
TMO
$222B
$466K 0.31%
1,600
– –
IWF icon
91
iShares Russell 1000 Growth ETF
IWF
$127B
$441K 0.29%
11,044
-1,668
-13% -$66.9K
ORCL icon
92
Oracle
ORCL
$435B
$413K 0.28%
7,497
-600
-7% -$33.1K
ABBV icon
93
AbbVie
ABBV
$438B
$412K 0.28%
5,445
-50
-0.9% -$3.43K
IDV icon
94
iShares International Select Dividend ETF
IDV
$8.53B
$392K 0.26%
12,737
– –
EMLP icon
95
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$383K 0.26%
14,970
– –
COP icon
96
ConocoPhillips
COP
$148B
$360K 0.24%
6,321
– –
FV icon
97
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$358K 0.24%
12,100
-2,500
-17% -$75.4K
GOOGL icon
98
Alphabet (Google) Class A
GOOGL
$4.37T
$353K 0.24%
5,780
– –
SCHK icon
99
Schwab 1000 Index ETF
SCHK
$5.93B
$350K 0.23%
24,020
-8,346
-26% -$121K
IBM icon
100
IBM
IBM
$223B
$320K 0.21%
2,302
– –
2 3
4
5 6

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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Aspen Investment Management held 136 positions worth $150M, down 1.5% from $152M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 3.7%. Aspen Investment Management opened no new positions and exited 5, leaving the 136-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.6% a quarter earlier, followed by Technology and Healthcare.

  • Aspen Investment Management added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $320K increase.
  • Aspen Investment Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $474K.
  • Aspen Investment Management fully exited Vanguard Morningstar Small-Cap ETF in Q3 2019, selling an estimated $359K.
  • Aspen Investment Management's ten largest holdings make up 33% of its $150M portfolio in Q3 2019.
  • Aspen Investment Management opened 0 new positions and closed 5 in Q3 2019.
  • Aspen Investment Management's portfolio value fell 1.5% quarter-over-quarter to $150M.

Based on Aspen Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.