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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$133M
AUM Growth
+$6.63M
Cap. Flow
+$4.8M
Cap. Flow %
3.62%
Top 10 Hldgs %
43.71%
Holding
133
New
9
Increased
22
Reduced
34
Closed
3

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.41M
2
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
+$1.36M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$884K
4
IBB icon
iShares Biotechnology ETF
IBB
+$583K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$520K

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.58M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$353K
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$245K
4
YUM icon
Yum! Brands
YUM
+$238K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$109K

Sector Composition

Rank Sector Weight
1 Energy 14.8%
2 Industrials 8.92%
3 Financials 7.84%
4 Healthcare 5.76%
5 Technology 5.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$323B
$433K 0.33%
7,715
– –
NEE icon
77
NextEra Energy
NEE
$176B
$431K 0.32%
14,440
– –
FICO icon
78
Fair Isaac
FICO
$22.6B
$429K 0.32%
3,600
– –
CA
79
DELISTED
CA, Inc.
CA
$425K 0.32%
13,370
– –
WMB icon
80
Williams Companies
WMB
$87.6B
$421K 0.32%
13,533
-750
-5% -$22.6K
SCHW
81
Charles Schwab
SCHW
$188B
$412K 0.31%
10,443
– –
SCHA icon
82
Schwab U.S Small- Cap ETF
SCHA
$23B
$406K 0.31%
26,420
+4,440
+20% +$65.3K
IWB icon
83
iShares Russell 1000 ETF
IWB
$50.2B
$397K 0.3%
3,187
– –
MET icon
84
MetLife
MET
$61.6B
$384K 0.29%
7,998
– –
ORCL icon
85
Oracle
ORCL
$437B
$356K 0.27%
9,259
– –
EW icon
86
Edwards Lifesciences
EW
$53.1B
$350K 0.26%
11,220
– –
MRO
87
DELISTED
Marathon Oil Corporation
MRO
$348K 0.26%
20,105
-150
-0.7% -$2.41K
SCHX icon
88
Schwab US Large- Cap ETF
SCHX
$74.5B
$341K 0.26%
38,412
+8,730
+29% +$75.8K
TXN icon
89
Texas Instruments
TXN
$259B
$338K 0.25%
4,628
– –
RTX icon
90
RTX Corp
RTX
$301B
$335K 0.25%
4,862
– –
ADBE icon
91
Adobe
ADBE
$108B
$332K 0.25%
3,221
– –
MMM icon
92
3M
MMM
$93.8B
$332K 0.25%
2,226
– –
IEMG icon
93
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$329K 0.25%
7,741
-284
-4% -$12.5K
COP icon
94
ConocoPhillips
COP
$147B
$322K 0.24%
6,415
-350
-5% -$16.1K
KHC icon
95
Kraft Heinz
KHC
$29.4B
$322K 0.24%
3,684
– –
IWR icon
96
iShares Russell Mid-Cap ETF
IWR
$57.6B
$321K 0.24%
7,176
+1,012
+16% +$44.3K
FV icon
97
First Trust Dorsey Wright Focus 5 ETF
FV
$3.79B
$320K 0.24%
13,850
– –
FTSL icon
98
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$318K 0.24%
6,560
– –
ABBV icon
99
AbbVie
ABBV
$436B
$316K 0.24%
5,045
– –
NEAR icon
100
iShares Short Maturity Bond ETF
NEAR
$4.88B
$316K 0.24%
6,300
– –
2 3
4
5 6

Similar funds

SAAM
Solus Alternative Asset Management Summit, New Jersey $372M AUM 45.33% 1-Year Est. Return
PC
Promethos Capital Boston, Massachusetts $372M AUM 23.19% 1-Year Est. Return
BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
Gavilan Investment Partners Burlingame, California $372M AUM 6.04% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PC
Prevatt Capital Nassau, Bahamas $371M AUM 9.39% 1-Year Est. Return

Aspen Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Aspen Investment Management held 133 positions worth $133M, up 5.3% from $126M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Aspen Investment Management deployed $4.8M of net new capital in Q4 2016, opening 9 new positions and adding to 22 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.

By sector, the portfolio is most concentrated in Energy at 15% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $245K trimmed.

  • Aspen Investment Management's largest Q4 2016 buy was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.
  • Aspen Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q4 2016, an estimated $884K increase.
  • Aspen Investment Management's biggest Q4 2016 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $245K.
  • Aspen Investment Management fully exited State Street SPDR S&P Dividend ETF in Q4 2016, selling an estimated $1.58M.
  • Aspen Investment Management's ten largest holdings make up 44% of its $133M portfolio in Q4 2016.
  • Aspen Investment Management opened 9 new positions and closed 3 in Q4 2016.
  • Aspen Investment Management's portfolio value rose 5.3% quarter-over-quarter to $133M.

Based on Aspen Investment Management's 13F filing for Q4 2016, filed 27 Feb 2017.