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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$126M
AUM Growth
+$4.6M
Cap. Flow
-$266K
Cap. Flow %
-0.21%
Top 10 Hldgs %
45.09%
Holding
128
New
2
Increased
23
Reduced
49
Closed
4

Top Buys

Rank Stock Value
1
CDK
CDK Global, Inc.
CDK
+$550K
2
JCI icon
Johnson Controls International
JCI
+$520K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$287K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$128K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$95.9K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$461K
2
SRCL
Stericycle Inc
SRCL
+$257K
3
WBA
Walgreens Boots Alliance
WBA
+$215K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$214K
5
TRV icon
Travelers Companies
TRV
+$206K

Sector Composition

Rank Sector Weight
1 Energy 16.22%
2 Industrials 8.72%
3 Financials 6.75%
4 Healthcare 6.31%
5 Technology 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
76
Altria Group
MO
$109B
$429K 0.34%
6,791
– –
CAT icon
77
Caterpillar
CAT
$385B
$419K 0.33%
4,724
-75
-2% -$6.14K
FXI icon
78
iShares China Large-Cap ETF
FXI
$4.35B
$413K 0.33%
10,872
– –
IWB icon
79
iShares Russell 1000 ETF
IWB
$50.2B
$384K 0.3%
3,187
– –
IEMG icon
80
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$366K 0.29%
8,025
-200
-2% -$8.88K
ORCL icon
81
Oracle
ORCL
$435B
$364K 0.29%
9,259
+2,050
+28% +$83.5K
DGRW icon
82
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$357K 0.28%
11,059
+2,753
+33% +$89.3K
IFV icon
83
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$353K 0.28%
20,200
– –
ADBE icon
84
Adobe
ADBE
$109B
$350K 0.28%
3,221
-150
-4% -$15.1K
KHC icon
85
Kraft Heinz
KHC
$29.6B
$330K 0.26%
3,684
-50
-1% -$4.42K
SCHW
86
Charles Schwab
SCHW
$188B
$330K 0.26%
10,443
-300
-3% -$8.8K
MMM icon
87
3M
MMM
$93.9B
$328K 0.26%
2,226
– –
TXN icon
88
Texas Instruments
TXN
$256B
$325K 0.26%
4,628
-203
-4% -$13.8K
MRO
89
DELISTED
Marathon Oil Corporation
MRO
$320K 0.25%
20,255
+2,038
+11% +$30.3K
ABBV icon
90
AbbVie
ABBV
$438B
$318K 0.25%
5,045
– –
FTSL icon
91
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$318K 0.25%
6,560
– –
TMO icon
92
Thermo Fisher Scientific
TMO
$222B
$318K 0.25%
2,000
– –
FV icon
93
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$317K 0.25%
13,850
– –
MET icon
94
MetLife
MET
$61.7B
$317K 0.25%
7,998
– –
NEAR icon
95
iShares Short Maturity Bond ETF
NEAR
$4.88B
$316K 0.25%
6,300
– –
SCHA icon
96
Schwab U.S Small- Cap ETF
SCHA
$23B
$316K 0.25%
21,980
– –
RTX icon
97
RTX Corp
RTX
$302B
$311K 0.25%
4,862
– –
MDRX
98
DELISTED
Veradigm Inc. Common Stock
MDRX
$305K 0.24%
23,135
+400
+2% +$5.35K
COP icon
99
ConocoPhillips
COP
$148B
$294K 0.23%
6,765
-100
-1% -$4.16K
EMLP icon
100
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$284K 0.23%
11,220
-1,100
-9% -$27.4K
2 3
4
5 6

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SAAM
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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Aspen Investment Management held 128 positions worth $126M, up 3.8% from $122M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. Aspen Investment Management opened 2 new positions and exited 4, leaving the 128-position portfolio largely intact.

By sector, the portfolio is most concentrated in Energy at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Financials.

  • Aspen Investment Management's largest Q3 2016 buy was CDK Global, Inc.: 9,553 shares worth $548K.
  • Aspen Investment Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $287K increase.
  • Aspen Investment Management's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $214K.
  • Aspen Investment Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $461K.
  • Aspen Investment Management's ten largest holdings make up 45% of its $126M portfolio in Q3 2016.
  • Aspen Investment Management opened 2 new positions and closed 4 in Q3 2016.
  • Aspen Investment Management's portfolio value rose 3.8% quarter-over-quarter to $126M.

Based on Aspen Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.