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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$101M
AUM Growth
-$1.89M
Cap. Flow
-$5.05M
Cap. Flow %
-5.02%
Top 10 Hldgs %
37.1%
Holding
120
New
3
Increased
22
Reduced
37
Closed
3

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.43M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$782K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$291K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$275K

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$3.41M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.1M
3
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$717K
4
WMT icon
Walmart Inc
WMT
+$572K
5
TCF
TCF Financial Corporation Common Stock
TCF
+$518K

Sector Composition

Rank Sector Weight
1 Energy 12.65%
2 Healthcare 8.04%
3 Financials 7.24%
4 Technology 7.02%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
76
Charles Schwab
SCHW
$188B
$359K 0.36%
10,893
– –
FICO icon
77
Fair Isaac
FICO
$22.7B
$344K 0.34%
3,650
– –
COP icon
78
ConocoPhillips
COP
$148B
$337K 0.34%
7,215
-100
-1% -$5.23K
ABBV icon
79
AbbVie
ABBV
$438B
$333K 0.33%
5,625
– –
CA
80
DELISTED
CA, Inc.
CA
$330K 0.33%
11,570
– –
NEAR icon
81
iShares Short Maturity Bond ETF
NEAR
$4.88B
$315K 0.31%
6,300
– –
ADBE icon
82
Adobe
ADBE
$109B
$312K 0.31%
3,321
– –
IEMG icon
83
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$312K 0.31%
7,925
– –
BC icon
84
Brunswick
BC
$5.21B
$309K 0.31%
6,120
– –
FTSL icon
85
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$307K 0.31%
6,560
+1,400
+27% +$66.8K
RTX icon
86
RTX Corp
RTX
$302B
$304K 0.3%
5,021
– –
SRCL
87
DELISTED
Stericycle Inc
SRCL
$303K 0.3%
2,515
– –
DWAS icon
88
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$300K 0.3%
7,984
+1,435
+22% +$55.3K
EW icon
89
Edwards Lifesciences
EW
$53B
$291K 0.29%
11,040
– –
SCHA icon
90
Schwab U.S Small- Cap ETF
SCHA
$23B
$288K 0.29%
22,140
+1,400
+7% +$18.7K
WBA
91
DELISTED
Walgreens Boots Alliance
WBA
$288K 0.29%
3,385
– –
WMT icon
92
Walmart Inc
WMT
$897B
$288K 0.29%
14,079
-28,500
-67% -$572K
TMO icon
93
Thermo Fisher Scientific
TMO
$222B
$284K 0.28%
2,000
– –
MMM icon
94
3M
MMM
$93.9B
$280K 0.28%
2,226
– –
MDRX
95
DELISTED
Veradigm Inc. Common Stock
MDRX
$277K 0.28%
18,035
– –
AXP icon
96
American Express
AXP
$229B
$274K 0.27%
3,945
-60
-1% -$4.37K
IVV icon
97
iShares Core S&P 500 ETF
IVV
$904B
$272K 0.27%
1,326
– –
ORCL icon
98
Oracle
ORCL
$435B
$269K 0.27%
7,370
+61
+0.8% +$2.33K
TXN icon
99
Texas Instruments
TXN
$256B
$265K 0.26%
4,831
– –
F icon
100
Ford
F
$55.8B
$261K 0.26%
18,532
-1,197
-6% -$17.3K
1 2 3
4
5

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SAAM
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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PC
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Aspen Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Aspen Investment Management held 120 positions worth $101M, down 1.8% from $102M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Aspen Investment Management withdrew a net $5.05M in Q4 2015, closing 3 positions and reducing 37 holdings. Its most notable exit was TCF Financial Corporation Common Stock, an estimated $518K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Aspen Investment Management opened a new position in First Trust Financials AlphaDEX Fund worth $769K.

  • Aspen Investment Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 33,165 shares worth $769K.
  • Aspen Investment Management added most to First Trust Preferred Securities and Income ETF in Q4 2015, an estimated $1.43M increase.
  • Aspen Investment Management's biggest Q4 2015 reduction was Waste Management, cutting an estimated $3.41M.
  • Aspen Investment Management fully exited TCF Financial Corporation Common Stock in Q4 2015, selling an estimated $518K.
  • Aspen Investment Management's ten largest holdings make up 37% of its $101M portfolio in Q4 2015.
  • Aspen Investment Management opened 3 new positions and closed 3 in Q4 2015.
  • Aspen Investment Management's portfolio value fell 1.8% quarter-over-quarter to $101M.

Based on Aspen Investment Management's 13F filing for Q4 2015, filed 11 Feb 2016.