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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$120M
AUM Growth
-$44.2M
Cap. Flow
-$40.7M
Cap. Flow %
-34.02%
Top 10 Hldgs %
41.84%
Holding
138
New
4
Increased
16
Reduced
75
Closed
21

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$285K
2
GLD icon
SPDR Gold Trust
GLD
+$247K
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$218K
4
UNP icon
Union Pacific
UNP
+$207K
5
ENDO
Endocare, Inc. NEW Common Stock
ENDO
+$205K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.93M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
3
WMB icon
Williams Companies
WMB
+$1.21M
4
DD
Du Pont De Nemours E I
DD
+$924K
5
MRK icon
Merck
MRK
+$872K

Sector Composition

Rank Sector Weight
1 Energy 15.78%
2 Industrials 7.61%
3 Technology 6.59%
4 Healthcare 6.31%
5 Financials 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
76
Caterpillar
CAT
$387B
$398K 0.33%
4,014
-4,618
-53% -$490K
SMTC icon
77
Semtech
SMTC
$12.7B
$394K 0.33%
14,500
– –
NEE icon
78
NextEra Energy
NEE
$175B
$381K 0.32%
16,240
-7,600
-32% -$184K
T icon
79
AT&T
T
$161B
$381K 0.32%
14,299
-21,052
-60% -$560K
SCHZ icon
80
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$379K 0.32%
14,660
-1,020
-7% -$26.4K
BP icon
81
BP
BP
$110B
$370K 0.31%
10,294
-7,965
-44% -$315K
MO icon
82
Altria Group
MO
$112B
$370K 0.31%
8,046
-10,180
-56% -$436K
AMZN icon
83
Amazon
AMZN
$2.97T
$358K 0.3%
22,200
-45,000
-67% -$748K
IWB icon
84
iShares Russell 1000 ETF
IWB
$50.2B
$350K 0.29%
3,187
– –
CA
85
DELISTED
CA, Inc.
CA
$340K 0.28%
12,170
-17,230
-59% -$492K
ABBV icon
86
AbbVie
ABBV
$434B
$339K 0.28%
5,865
+182
+3% +$10.1K
APC
87
DELISTED
Anadarko Petroleum
APC
$336K 0.28%
3,312
– –
RTX icon
88
RTX Corp
RTX
$303B
$334K 0.28%
5,021
– –
SCHW
89
Charles Schwab
SCHW
$188B
$334K 0.28%
11,368
– –
ICE icon
90
Intercontinental Exchange
ICE
$84.7B
$329K 0.28%
8,425
-8,750
-51% -$335K
ORCL icon
91
Oracle
ORCL
$425B
$329K 0.28%
8,602
– –
SCHX icon
92
Schwab US Large- Cap ETF
SCHX
$74.5B
$323K 0.27%
41,292
-1,590
-4% -$12.5K
SRCL
93
DELISTED
Stericycle Inc
SRCL
$299K 0.25%
2,565
– –
AET
94
DELISTED
Aetna Inc
AET
$282K 0.24%
3,477
– –
ZG icon
95
Zillow
ZG
$7.65B
$278K 0.23%
7,185
-14,700
-67% -$665K
IVV icon
96
iShares Core S&P 500 ETF
IVV
$904B
$273K 0.23%
1,376
– –
F icon
97
Ford
F
$55B
$270K 0.23%
18,250
-6,060
-25% -$104K
ADBE icon
98
Adobe
ADBE
$106B
$268K 0.22%
3,871
-100
-3% -$7.09K
MDRX
99
DELISTED
Veradigm Inc. Common Stock
MDRX
$260K 0.22%
19,385
-19,800
-51% -$300K
SCHE icon
100
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$250K 0.21%
9,859
-25
-0.3% -$672
2 3
4
5 6

Similar funds

SAAM
Solus Alternative Asset Management Summit, New Jersey $372M AUM 45.33% 1-Year Est. Return
PC
Promethos Capital Boston, Massachusetts $372M AUM 23.19% 1-Year Est. Return
BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
Gavilan Investment Partners Burlingame, California $372M AUM 6.04% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return

Aspen Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Aspen Investment Management held 138 positions worth $120M, down 27% from $164M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aspen Investment Management withdrew a net $40.7M in Q3 2014, closing 21 positions and reducing 75 holdings. Its most notable exit was iShares Core S&P Small-Cap ETF, an estimated $3.93M position sold in full.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Aspen Investment Management opened a new position in SPDR Gold Trust worth $232K.

  • Aspen Investment Management's largest Q3 2014 buy was SPDR Gold Trust: 2,000 shares worth $232K.
  • Aspen Investment Management added most to iShares Russell 2000 ETF in Q3 2014, an estimated $285K increase.
  • Aspen Investment Management's biggest Q3 2014 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.74M.
  • Aspen Investment Management fully exited iShares Core S&P Small-Cap ETF in Q3 2014, selling an estimated $3.93M.
  • Aspen Investment Management's ten largest holdings make up 42% of its $120M portfolio in Q3 2014.
  • Aspen Investment Management opened 4 new positions and closed 21 in Q3 2014.
  • Aspen Investment Management's portfolio value fell 27% quarter-over-quarter to $120M.

Based on Aspen Investment Management's 13F filing for Q3 2014, filed 20 Oct 2014.