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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$141M
AUM Growth
-$5.88M
Cap. Flow
-$10.8M
Cap. Flow %
-7.63%
Top 10 Hldgs %
35.89%
Holding
114
New
6
Increased
15
Reduced
41
Closed
3

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$742K
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$485K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$251K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$225K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$10.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.65M
3
MSI icon
Motorola Solutions
MSI
+$1.11M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$731K
5
IOC
Interoil Corporation
IOC
+$429K

Sector Composition

Rank Sector Weight
1 Energy 17.22%
2 Industrials 8.46%
3 Financials 8.12%
4 Technology 7.64%
5 Healthcare 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
76
Schwab US Dividend Equity ETF
SCHD
$106B
$537K 0.38%
47,886
-1,878
-4% -$21.2K
IWB icon
77
iShares Russell 1000 ETF
IWB
$50.2B
$531K 0.38%
5,639
– –
SMTC icon
78
Semtech
SMTC
$13B
$528K 0.37%
17,600
– –
SYK icon
79
Stryker
SYK
$130B
$520K 0.37%
7,690
– –
SRCL
80
DELISTED
Stericycle Inc
SRCL
$509K 0.36%
4,415
– –
NEE icon
81
NextEra Energy
NEE
$177B
$486K 0.34%
24,240
– –
TCF
82
DELISTED
TCF Financial Corporation Common Stock
TCF
$447K 0.32%
16,018
– –
EMR icon
83
Emerson Electric
EMR
$88.3B
$426K 0.3%
6,577
– –
KO icon
84
Coca-Cola
KO
$375B
$423K 0.3%
11,170
– –
MDT icon
85
Medtronic
MDT
$112B
$422K 0.3%
7,920
– –
SCHW
86
Charles Schwab
SCHW
$187B
$419K 0.3%
19,838
-40
-0.2% -$870
SCHZ icon
87
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$400K 0.28%
15,740
-400
-2% -$10.1K
DIS icon
88
Walt Disney
DIS
$181B
$399K 0.28%
6,180
-100
-2% -$6.41K
ORCL icon
89
Oracle
ORCL
$423B
$376K 0.27%
11,327
– –
HAL icon
90
Halliburton
HAL
$26.6B
$367K 0.26%
7,622
-110
-1% -$5.15K
APC
91
DELISTED
Anadarko Petroleum
APC
$350K 0.25%
3,762
– –
RTX icon
92
RTX Corp
RTX
$301B
$341K 0.24%
5,021
– –
CA
93
DELISTED
CA, Inc.
CA
$335K 0.24%
11,275
+3,500
+45% +$105K
MRO
94
DELISTED
Marathon Oil Corporation
MRO
$325K 0.23%
9,310
– –
BNY
95
Bank of New York Mellon
BNY
$107B
$315K 0.22%
10,434
-81
-0.8% -$2.48K
SCHX icon
96
Schwab US Large- Cap ETF
SCHX
$74.6B
$313K 0.22%
46,722
+840
+2% +$5.6K
KRFT
97
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$296K 0.21%
5,643
-13
-0.2% -$712
IJH icon
98
iShares Core S&P Mid-Cap ETF
IJH
$127B
$278K 0.2%
11,215
– –
ABBV icon
99
AbbVie
ABBV
$435B
$272K 0.19%
6,083
– –
PM icon
100
Philip Morris
PM
$295B
$255K 0.18%
2,947
– –
1 2 3
4
5

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SAAM
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PC
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BOCH
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KP
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GIP
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DPCM
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TCM
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PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return

Aspen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aspen Investment Management held 114 positions worth $141M, down 4% from $147M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Aspen Investment Management withdrew a net $10.8M in Q3 2013, closing 3 positions and reducing 41 holdings. Its most notable exit was Motorola Solutions, an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Financials.

Against the trend, Aspen Investment Management opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $252K.

  • Aspen Investment Management's largest Q3 2013 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 4,780 shares worth $252K.
  • Aspen Investment Management added most to iShares Core MSCI EAFE ETF in Q3 2013, an estimated $1.74M increase.
  • Aspen Investment Management's biggest Q3 2013 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $10.6M.
  • Aspen Investment Management fully exited Motorola Solutions in Q3 2013, selling an estimated $1.11M.
  • Aspen Investment Management's ten largest holdings make up 36% of its $141M portfolio in Q3 2013.
  • Aspen Investment Management opened 6 new positions and closed 3 in Q3 2013.
  • Aspen Investment Management's portfolio value fell 4% quarter-over-quarter to $141M.

Based on Aspen Investment Management's 13F filing for Q3 2013, filed 30 Oct 2013.