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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-10.77%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$125M
AUM Growth
-$26.6M
Cap. Flow
-$10.4M
Cap. Flow %
-8.38%
Top 10 Hldgs %
32.75%
Holding
151
New
4
Increased
24
Reduced
51
Closed
22

Top Buys

Rank Stock Value
1
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$1.24M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.15M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.12M
4
AMZN icon
Amazon
AMZN
+$595K
5
JPM icon
JPMorgan Chase
JPM
+$425K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$3.89M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$1.21M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.05M
5
AET
Aetna Inc
AET
+$964K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 7.24%
3 Healthcare 7.13%
4 Industrials 4.65%
5 Consumer Staples 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
51
Waste Management
WM
$90.6B
$782K 0.63%
8,789
– –
IBB icon
52
iShares Biotechnology ETF
IBB
$9.82B
$779K 0.62%
8,077
-377
-4% -$40K
MDLZ icon
53
Mondelez International
MDLZ
$78.5B
$769K 0.62%
19,223
– –
WFC icon
54
Wells Fargo
WFC
$265B
$766K 0.61%
16,627
-300
-2% -$15.4K
SCHC icon
55
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$749K 0.6%
25,724
+239
+0.9% +$7.61K
IEMG icon
56
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$738K 0.59%
15,655
-1,827
-10% -$88.3K
DIS icon
57
Walt Disney
DIS
$178B
$727K 0.58%
6,632
+1,905
+40% +$217K
SCHE icon
58
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$706K 0.57%
29,989
+159
+0.5% +$3.85K
ICE icon
59
Intercontinental Exchange
ICE
$84.5B
$703K 0.56%
9,335
+50
+0.5% +$3.83K
MDT icon
60
Medtronic
MDT
$114B
$693K 0.56%
7,617
– –
PG icon
61
Procter & Gamble
PG
$340B
$669K 0.54%
7,275
+100
+1% +$8.94K
EW icon
62
Edwards Lifesciences
EW
$53B
$662K 0.53%
12,969
– –
NEE icon
63
NextEra Energy
NEE
$177B
$619K 0.5%
14,240
+100
+0.7% +$4.37K
BSCM
64
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$615K 0.49%
29,853
– –
CAT icon
65
Caterpillar
CAT
$385B
$607K 0.49%
4,774
– –
BSJL
66
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$599K 0.48%
25,298
-78
-0.3% -$1.9K
ADBE icon
67
Adobe
ADBE
$109B
$596K 0.48%
2,634
-25
-0.9% -$6.04K
HSBC icon
68
HSBC
HSBC
$354B
$576K 0.46%
14,521
-175
-1% -$7.01K
DUK icon
69
Duke Energy
DUK
$94.5B
$572K 0.46%
6,625
– –
SYK icon
70
Stryker
SYK
$133B
$572K 0.46%
3,650
+200
+6% +$33.5K
TCF
71
DELISTED
TCF Financial Corporation Common Stock
TCF
$565K 0.45%
15,428
– –
BMY icon
72
Bristol-Myers Squibb
BMY
$132B
$560K 0.45%
10,776
-1,000
-8% -$53.7K
FICO icon
73
Fair Isaac
FICO
$22.7B
$553K 0.44%
2,955
– –
BSCJ
74
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$527K 0.42%
25,000
-184,464
-88% -$3.89M
ABBV icon
75
AbbVie
ABBV
$438B
$520K 0.42%
5,645
– –
1 2
3
4 5

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BOCH
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KP
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GIP
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DPCM
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TCM
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Aspen Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Aspen Investment Management held 151 positions worth $125M, down 18% from $151M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Aspen Investment Management withdrew a net $10.4M in Q4 2018, closing 22 positions and reducing 51 holdings. Its most notable exit was Invesco BulletShares 2019 High Yield Corporate Bond ETF, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Aspen Investment Management opened a new position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF worth $1.14M.

  • Aspen Investment Management's largest Q4 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 37,653 shares worth $1.14M.
  • Aspen Investment Management added most to Invesco BulletShares 2021 Corporate Bond ETF in Q4 2018, an estimated $1.24M increase.
  • Aspen Investment Management's biggest Q4 2018 reduction was Invesco BulletShares 2019 Corporate Bond ETF, cutting an estimated $3.89M.
  • Aspen Investment Management fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $1.21M.
  • Aspen Investment Management's ten largest holdings make up 33% of its $125M portfolio in Q4 2018.
  • Aspen Investment Management opened 4 new positions and closed 22 in Q4 2018.
  • Aspen Investment Management's portfolio value fell 18% quarter-over-quarter to $125M.

Based on Aspen Investment Management's 13F filing for Q4 2018, filed 15 Feb 2019.