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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$133M
AUM Growth
+$6.63M
Cap. Flow
+$4.8M
Cap. Flow %
3.62%
Top 10 Hldgs %
43.71%
Holding
133
New
9
Increased
22
Reduced
34
Closed
3

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.41M
2
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
+$1.36M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$884K
4
IBB icon
iShares Biotechnology ETF
IBB
+$583K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$520K

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.58M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$353K
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$245K
4
YUM icon
Yum! Brands
YUM
+$238K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$109K

Sector Composition

Rank Sector Weight
1 Energy 14.8%
2 Industrials 8.92%
3 Financials 7.84%
4 Healthcare 5.76%
5 Technology 5.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
51
iShares International Select Dividend ETF
IDV
$8.53B
$625K 0.47%
21,153
-1,064
-5% -$31.1K
PFF icon
52
iShares Preferred and Income Securities ETF
PFF
$13.2B
$616K 0.46%
16,556
– –
PG icon
53
Procter & Gamble
PG
$339B
$613K 0.46%
7,285
-150
-2% -$12.8K
YUM icon
54
Yum! Brands
YUM
$40.4B
$613K 0.46%
9,682
-3,786
-28% -$238K
COF icon
55
Capital One
COF
$134B
$588K 0.44%
6,736
– –
BUFF
56
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$569K 0.43%
23,660
– –
AMZN icon
57
Amazon
AMZN
$2.99T
$567K 0.43%
15,120
-1,340
-8% -$52.5K
IBB icon
58
iShares Biotechnology ETF
IBB
$9.79B
$567K 0.43%
+6,411
New +$583K
CDK
59
DELISTED
CDK Global, Inc.
CDK
$562K 0.42%
9,413
-140
-1% -$8.01K
AAPL icon
60
Apple
AAPL
$4.47T
$555K 0.42%
19,152
-2,880
-13% -$81.7K
T icon
61
AT&T
T
$162B
$549K 0.41%
17,088
– –
DUK icon
62
Duke Energy
DUK
$95.4B
$544K 0.41%
7,008
– –
DIS icon
63
Walt Disney
DIS
$178B
$543K 0.41%
5,210
– –
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$128B
$526K 0.4%
+20,048
New +$520K
IBM icon
65
IBM
IBM
$225B
$522K 0.39%
3,290
– –
MDT icon
66
Medtronic
MDT
$113B
$520K 0.39%
7,296
– –
WT icon
67
WisdomTree
WT
$3.27B
$519K 0.39%
46,548
-2,700
-5% -$28.2K
SYK icon
68
Stryker
SYK
$130B
$508K 0.38%
4,240
-50
-1% -$5.75K
CSCO icon
69
Cisco
CSCO
$486B
$496K 0.37%
16,408
– –
ICE icon
70
Intercontinental Exchange
ICE
$85.5B
$491K 0.37%
8,700
– –
DGRW icon
71
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$475K 0.36%
14,292
+3,233
+29% +$105K
KO icon
72
Coca-Cola
KO
$376B
$460K 0.35%
11,096
– –
MO icon
73
Altria Group
MO
$112B
$459K 0.35%
6,791
– –
JCI icon
74
Johnson Controls International
JCI
$91.8B
$458K 0.35%
11,117
-105
-0.9% -$4.6K
CAT icon
75
Caterpillar
CAT
$386B
$438K 0.33%
4,724
– –
1 2
3
4 5

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SAAM
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PC
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BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
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DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return

Aspen Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Aspen Investment Management held 133 positions worth $133M, up 5.3% from $126M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Aspen Investment Management deployed $4.8M of net new capital in Q4 2016, opening 9 new positions and adding to 22 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.

By sector, the portfolio is most concentrated in Energy at 15% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $245K trimmed.

  • Aspen Investment Management's largest Q4 2016 buy was Invesco BulletShares 2019 Corporate Bond ETF: 113,560 shares worth $2.4M.
  • Aspen Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q4 2016, an estimated $884K increase.
  • Aspen Investment Management's biggest Q4 2016 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $245K.
  • Aspen Investment Management fully exited State Street SPDR S&P Dividend ETF in Q4 2016, selling an estimated $1.58M.
  • Aspen Investment Management's ten largest holdings make up 44% of its $133M portfolio in Q4 2016.
  • Aspen Investment Management opened 9 new positions and closed 3 in Q4 2016.
  • Aspen Investment Management's portfolio value rose 5.3% quarter-over-quarter to $133M.

Based on Aspen Investment Management's 13F filing for Q4 2016, filed 27 Feb 2017.