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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$101M
AUM Growth
-$1.89M
Cap. Flow
-$5.05M
Cap. Flow %
-5.02%
Top 10 Hldgs %
37.1%
Holding
120
New
3
Increased
22
Reduced
37
Closed
3

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.43M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$782K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$291K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$275K

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$3.41M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.1M
3
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$717K
4
WMT icon
Walmart Inc
WMT
+$572K
5
TCF
TCF Financial Corporation Common Stock
TCF
+$518K

Sector Composition

Rank Sector Weight
1 Energy 12.65%
2 Healthcare 8.04%
3 Financials 7.24%
4 Technology 7.02%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$340B
$630K 0.63%
7,935
– –
COF icon
52
Capital One
COF
$134B
$620K 0.62%
8,586
– –
DIS icon
53
Walt Disney
DIS
$178B
$600K 0.6%
5,710
-100
-2% -$11.1K
LMT icon
54
Lockheed Martin
LMT
$140B
$569K 0.57%
2,619
-150
-5% -$32.5K
AMZN icon
55
Amazon
AMZN
$2.99T
$556K 0.55%
16,460
-3,240
-16% -$102K
GS icon
56
Goldman Sachs
GS
$300B
$545K 0.54%
3,024
– –
DUK icon
57
Duke Energy
DUK
$95.4B
$512K 0.51%
7,174
-52
-0.7% -$3.66K
IBM icon
58
IBM
IBM
$223B
$511K 0.51%
3,886
– –
KO icon
59
Coca-Cola
KO
$376B
$511K 0.51%
11,896
– –
WM icon
60
Waste Management
WM
$90.6B
$486K 0.48%
9,104
-64,227
-88% -$3.41M
CSCO icon
61
Cisco
CSCO
$489B
$465K 0.46%
17,108
+81
+0.5% +$2.23K
MDT icon
62
Medtronic
MDT
$114B
$462K 0.46%
6,011
– –
BAC icon
63
Bank of America
BAC
$445B
$441K 0.44%
26,218
-1,500
-5% -$25.4K
FXI icon
64
iShares China Large-Cap ETF
FXI
$4.34B
$434K 0.43%
12,293
– –
T icon
65
AT&T
T
$164B
$434K 0.43%
16,690
+340
+2% +$8.62K
ICE icon
66
Intercontinental Exchange
ICE
$85.2B
$419K 0.42%
8,175
– –
TYC
67
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$404K 0.4%
12,098
– –
WMB icon
68
Williams Companies
WMB
$87.3B
$403K 0.4%
15,683
-87
-0.6% -$3.04K
MRK icon
69
Merck
MRK
$323B
$401K 0.4%
7,956
– –
SYK icon
70
Stryker
SYK
$131B
$400K 0.4%
4,305
-485
-10% -$46.4K
MO icon
71
Altria Group
MO
$111B
$395K 0.39%
6,791
-855
-11% -$49.6K
GILD icon
72
Gilead Sciences
GILD
$166B
$391K 0.39%
3,860
– –
MET icon
73
MetLife
MET
$61.7B
$388K 0.39%
9,035
-561
-6% -$24.7K
NEE icon
74
NextEra Energy
NEE
$176B
$385K 0.38%
14,840
– –
IWB icon
75
iShares Russell 1000 ETF
IWB
$50.2B
$361K 0.36%
3,187
– –
1 2
3
4 5

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BOCH
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KP
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GIP
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DPCM
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TCM
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PAA
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Aspen Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Aspen Investment Management held 120 positions worth $101M, down 1.8% from $102M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Aspen Investment Management withdrew a net $5.05M in Q4 2015, closing 3 positions and reducing 37 holdings. Its most notable exit was TCF Financial Corporation Common Stock, an estimated $518K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Aspen Investment Management opened a new position in First Trust Financials AlphaDEX Fund worth $769K.

  • Aspen Investment Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 33,165 shares worth $769K.
  • Aspen Investment Management added most to First Trust Preferred Securities and Income ETF in Q4 2015, an estimated $1.43M increase.
  • Aspen Investment Management's biggest Q4 2015 reduction was Waste Management, cutting an estimated $3.41M.
  • Aspen Investment Management fully exited TCF Financial Corporation Common Stock in Q4 2015, selling an estimated $518K.
  • Aspen Investment Management's ten largest holdings make up 37% of its $101M portfolio in Q4 2015.
  • Aspen Investment Management opened 3 new positions and closed 3 in Q4 2015.
  • Aspen Investment Management's portfolio value fell 1.8% quarter-over-quarter to $101M.

Based on Aspen Investment Management's 13F filing for Q4 2015, filed 11 Feb 2016.