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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$120M
AUM Growth
-$44.2M
Cap. Flow
-$40.7M
Cap. Flow %
-34.02%
Top 10 Hldgs %
41.84%
Holding
138
New
4
Increased
16
Reduced
75
Closed
21

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$285K
2
GLD icon
SPDR Gold Trust
GLD
+$247K
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$218K
4
UNP icon
Union Pacific
UNP
+$207K
5
ENDO
Endocare, Inc. NEW Common Stock
ENDO
+$205K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.93M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
3
WMB icon
Williams Companies
WMB
+$1.21M
4
DD
Du Pont De Nemours E I
DD
+$924K
5
MRK icon
Merck
MRK
+$872K

Sector Composition

Rank Sector Weight
1 Energy 15.78%
2 Industrials 7.61%
3 Technology 6.59%
4 Healthcare 6.31%
5 Financials 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
51
Bristol-Myers Squibb
BMY
$132B
$608K 0.51%
11,876
-3,910
-25% -$195K
DIS icon
52
Walt Disney
DIS
$181B
$570K 0.48%
6,400
– –
SCHD icon
53
Schwab US Dividend Equity ETF
SCHD
$106B
$570K 0.48%
44,346
-2,445
-5% -$31.4K
DUK icon
54
Duke Energy
DUK
$97.3B
$559K 0.47%
7,476
-6,116
-45% -$446K
TYC
55
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$555K 0.46%
11,902
-10,266
-46% -$478K
GILD icon
56
Gilead Sciences
GILD
$165B
$550K 0.46%
5,165
-7,190
-58% -$704K
DBC icon
57
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$549K 0.46%
23,652
-370
-2% -$9.23K
ELD icon
58
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$531K 0.44%
11,910
– –
KO icon
59
Coca-Cola
KO
$375B
$513K 0.43%
12,026
+551
+5% +$22.8K
MET icon
60
MetLife
MET
$62.1B
$512K 0.43%
10,690
-8,842
-45% -$429K
LMT icon
61
Lockheed Martin
LMT
$136B
$510K 0.43%
2,789
-2,670
-49% -$454K
FXI icon
62
iShares China Large-Cap ETF
FXI
$4.31B
$503K 0.42%
13,133
-5,800
-31% -$232K
AXP icon
63
American Express
AXP
$230B
$490K 0.41%
5,601
-3,470
-38% -$312K
MRK icon
64
Merck
MRK
$318B
$484K 0.4%
8,551
-15,527
-64% -$872K
BAC icon
65
Bank of America
BAC
$442B
$482K 0.4%
28,258
-18,410
-39% -$293K
WT icon
66
WisdomTree
WT
$3.22B
$480K 0.4%
42,185
-45,200
-52% -$514K
GS icon
67
Goldman Sachs
GS
$303B
$479K 0.4%
2,609
-2,545
-49% -$447K
CSCO icon
68
Cisco
CSCO
$479B
$474K 0.4%
18,823
-15,190
-45% -$382K
FPE icon
69
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$471K 0.39%
24,990
– –
V icon
70
Visa
V
$677B
$448K 0.37%
8,400
-10,840
-56% -$583K
EEM icon
71
iShares MSCI Emerging Markets ETF
EEM
$30B
$446K 0.37%
10,733
-8,300
-44% -$367K
HAL icon
72
Halliburton
HAL
$26.6B
$434K 0.36%
6,732
-300
-4% -$20.6K
TCF
73
DELISTED
TCF Financial Corporation Common Stock
TCF
$430K 0.36%
16,018
– –
MDT icon
74
Medtronic
MDT
$112B
$426K 0.36%
6,880
-1,690
-20% -$107K
EMR icon
75
Emerson Electric
EMR
$88.3B
$421K 0.35%
6,726
+222
+3% +$14.4K
1 2
3
4 5

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BOCH
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KP
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GIP
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DPCM
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TCM
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PAA
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Aspen Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Aspen Investment Management held 138 positions worth $120M, down 27% from $164M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aspen Investment Management withdrew a net $40.7M in Q3 2014, closing 21 positions and reducing 75 holdings. Its most notable exit was iShares Core S&P Small-Cap ETF, an estimated $3.93M position sold in full.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Aspen Investment Management opened a new position in SPDR Gold Trust worth $232K.

  • Aspen Investment Management's largest Q3 2014 buy was SPDR Gold Trust: 2,000 shares worth $232K.
  • Aspen Investment Management added most to iShares Russell 2000 ETF in Q3 2014, an estimated $285K increase.
  • Aspen Investment Management's biggest Q3 2014 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.74M.
  • Aspen Investment Management fully exited iShares Core S&P Small-Cap ETF in Q3 2014, selling an estimated $3.93M.
  • Aspen Investment Management's ten largest holdings make up 42% of its $120M portfolio in Q3 2014.
  • Aspen Investment Management opened 4 new positions and closed 21 in Q3 2014.
  • Aspen Investment Management's portfolio value fell 27% quarter-over-quarter to $120M.

Based on Aspen Investment Management's 13F filing for Q3 2014, filed 20 Oct 2014.